PRECIGEN, INC.
For the period ended Jun 30, 2026. Filed Aug 4, 2026.
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Jun 30, 2026 · Filed Aug 4, 2026
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Item 5. Other Information
During the three months ended June 30, 2026, certain of our officers and directors amended or adopted a Rule 10b5-1 trading arrangement (as defined in Item 408 of Regulation S-K) as follows:
| Name | Date of adoption/modification | Nature of Trading Arrangement | First Eligible Date of Sale | Expected Termination | Aggregate Number of Securities |
|---|---|---|---|---|---|
| Helen Sabzevari Chief Executive Officer | Modification (June 30, 2026) (1) | Modification of existing Rule 10b5-1 trading arrangement for the sale of common stock to revise certain pricing terms applicable to future sales | September 28, 2026 | December 31, 2026 | 477,260 (1) |
(1) The trading arrangement was originally entered into on December 31, 2025 and subsequently modified (a) on March 31, 2026 to increase the aggregate securities subject to sales under the trading arrangement to 477,260, and (b) on June 30, 2026 to revise certain pricing terms applicable to future sales. As of the June 30, 2026 modification, the remaining number of securities subject to sale was 130,424.
The Rule 10b5-1 trading arrangements described above were adopted and pre-cleared in accordance with Precigen’s Insider Trading Policy and actual transactions made pursuant to such trading arrangements will be disclosed publicly in future Section 16 filings with the SEC. Other than as disclosed above, no other officer adopted, modified orterminated a Rule 10b5-1 trading arrangement or “non-Rule 10b5-1 trading arrangement” (as defined in Item 408 of Regulation S-K) during the three months ended June 30, 2026.
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