PRECIGEN, INC.
For the period ended Mar 31, 2026. Filed May 13, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Mar 31, 2026 · Filed May 13, 2026
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Item 5. Other Information
During the three months ended March 31, 2026, certain of our officers and directors amended or adopted a Rule 10b5-1 trading arrangement" (as defined in Item 408 of Regulation S-K) as follows:
| Name | Date of adoption/modification | Nature of Trading Arrangement | First Eligible Date of Sale | Expected Termination | Aggregate Number of Securities |
|---|---|---|---|---|---|
| Helen Sabzevari Chief Executive Officer | Amended to increase the number of shares covered by the plan (March 31, 2026, original plan entered into on December 31, 2025) | Trading Plan for sale of common stock | June 29, 2026 | December 31, 2026 | 477,260 |
| Harry Thomasian Jr. Chief Financial Officer | Adoption (March 31, 2026) | Trading Plan for sale of common stock | June 29, 2026 | March 31, 2027 | 300,000 |
| Rutul Shah Chief Operating Officer | Adoption (March 31, 2026) | Trading Plan for sale of common stock | June 29, 2026 | March 31, 2027 | 159,435 |
| Phil Tennant Chief Commercial Officer | Adoption (March 31, 2026) | Trading Plan for sale of common stock | June 29, 2026 | March 31, 2027 | 77,166 |
The Rule 10b5-1 trading arrangements described above were adopted and pre-cleared in accordance with Precigen’s Insider Trading Policy and actual transactions made pursuant to such trading arrangements will be disclosed publicly in future Section 16 filings with the SEC. Other than disclosed above, no other officer adopted, modified orterminated a Rule 10b5-1 trading arrangement or “non-Rule 10b5-1 trading arrangement” (as defined in Item 408 of Regulation S-K) during the three months ended March 31, 2026.
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