NORTHPOINTE BANCSHARES INC

For the period ended Jun 30, 2025. Filed Aug 13, 2025.

About this filing

A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Jun 30, 2025 · Filed Aug 13, 2025

NPB$15.90+0.9%Stored close · as of Nov 9, 2026

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Contents

Item 6. Exhibits

List of Exhibits

Number	Description
3.1	Amended and Restated Articles of Incorporation. Previously filed with the Commission on February 7, 2025 in Northpointe Bancshares, Inc’s Form S-1, Exhibit 3.1. Here incorporated by reference.
3.2	Amended and Restated Bylaws. Previously filed with the Commission on February 7, 2025 in Northpointe Bancshares, Inc.’s Form S-1, Exhibit 3.2. Here incorporated by reference.
10.1	Employment Agreement with Amy M. Butler, Executive Vice President of National Sales of Northpointe Bank.
10.2	Employment Agreement with David J. Christel, President of the Northpointe Bank’s Mortgage Purchase Program business unit.
10.3	Employment Agreement with Kevin J. Comps, President of Northpointe Bancshares, Inc. and Northpointe Bank.
10.4	Employment Agreement with Brad T. Howes, Executive Vice President and Chief Financial Officer of Northpointe Bancshares, Inc. and Northpointe Bank.
10.5	First Amendment to Registration Rights Agreement, dated May 16, 2025, by and between Northpointe Bancshares, Inc. and the investors listed on the signature pages thereto. Previously filed with the Commission on May 22, 2025 on Form 8-K, Exhibit 10.1. Here incorporated by reference.
10.6	First Amendment to Registration Rights Agreement, dated May 21, 2025, by and between Northpointe Bancshares, Inc. and the investors listed on the signature pages thereto. Previously filed with the Commission on May 22, 2025 on Form 8-K, Exhibit 10.2. Here incorporated by reference.
31.1	Certification of Chief Executive Officer
31.2	Certification of Chief Financial Officer
32.1	Certification pursuant to 18 U.S.C. § 1350
101	Interactive Data File
104	Cover Page Interactive Data File (formatted as inline XBRL and included in Exhibit 101)

SIGNATURES

Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

NORTHPOINTE BANCSHARES, INC.
By:	/s/ Charles A. Williams
	Charles A. WilliamsChairman and Chief Executive Officer

By:	/s/ Kevin J. Comps
	Kevin J. CompsPresident

By:	/s/ Brad T. Howes
	Brad T. HowesExecutive Vice President and Chief Financial Officer(Principal Financial Officer)

By:	/s/ Gary Dykstra
	Gary DykstraSenior Vice President and Controller(Principal Accounting Officer)

Date: August 13, 2025

ContentsView on SEC.gov

The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.