OOMA INC
For the period ended Jan 31, 2026. Filed Apr 3, 2026.
View on SEC.govAbout this filing
A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.
FY2026 · Filed Apr 3, 2026
OOMA$18.18+1.0%Stored close · as of Nov 9, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
See the whole filing, with its images and exhibitsContents
Exhibits
| Incorporated by Reference | ||||
|---|---|---|---|---|
| ExhibitNumber | Description | Form | ExhibitNumber | Date Filed |
| 3.1 | Sixteenth Amended and Restated Certification of Incorporation | 10-Q | 3.1 | 9/16/2024 |
| 3.2 | Amended and Restated Bylaws | 10-Q | 3.1 | 12/8/2023 |
| 4.1 | Form of common stock certificate | S-1/A | 4.1 | 7/6/2015 |
| 4.2 | Form of Indenture | S-3 | 4.2 | 12/09/2022 |
| 4.3 | Description of Securities | 10-K | 4.5 | 4/14/2020 |
| 10.1+ | Ooma, Inc. 2015 Equity Incentive Plan, as amended and restated on June 5, 2025. | 8-K | 10.1 | 6/10/2025 |
| 10.2+ | Forms of agreement under the 2015 Equity Incentive Plan | Filed herewith. | ||
| 10.3+ | Ooma, Inc. 2015 Employee Stock Purchase Plan, as amended and restated on June 5, 2025. | 10-Q | 10.2 | 9/5/2025 |
| 10.4+ | Form of agreement under the 2015 Employee Stock Purchase Plan | Filed herewith. | ||
| 10.5+ | Executive Incentive Bonus Plan | S-1 | 10.4 | 6/15/2015 |
| 10.6+ | Form of Indemnification Agreement between the Registrant and each of its directors and executive officers | S-1 | 10.8 | 6/15/2015 |
| 10.7+ | Amended Form of Executive Change in Control and Severance Agreement | 10-Q | 10.18 | 12/08/2021 |
| 10.8+ | Executive Change in Control and Severance Agreement by and between the Company and Eric Stang, dated June 9, 2015 | S-1 | 10.5 | 6/15/2015 |
| 10.9+ | Amendment No. 1 to the Executive Change in Control and Severance Agreement by and between the Company and Eric Stang, dated September 20, 2021 | 10-Q | 10.16 | 12/08/2021 |
| 10.10+ | Letter Agreement by and between the Company and Shig Hamamatsu, dated July 3, 2021 | 10-Q | 10.14 | 12/08/2021 |
| 10.11+ | Executive Change in Control and Severance Agreement by and between the Company and Shig Hamamatsu, dated September 7, 2021 | 10-Q | 10.15 | 12/08/2021 |
| 10.12+ | Executive Change in Control and Severance Agreement by and between the Company and Jenny Yeh, dated January 26, 2019 | Filed herewith. | ||
| 10.13+ | Amendment No. 1 to the Executive Change in Control and Severance Agreement by and between the Company and Jenny Yeh, dated September 20, 2021 | 10-Q | 10.17 | 12/08/2021 |
| 10.14+ | Retention Bonus Agreement by and between the Company and Jenny Yeh dated March 1, 2026 | Filed herewith. | ||
| 10.15+ | Amended and Restated Executive Change in Control Agreement by and between the Company and Namrata Sabharwal, dated March 23, 2026 | Filed herewith. | ||
| 10.16* | Sublease Agreement dated as of August 6, 2019 by and among the Company and Alibaba Group (U.S.) Inc. | 10-Q | 10.1 | 12/06/2019 |
| 10.17* | First Amendment to the Sublease Agreement by and among the Company and Alibaba Group (U.S.) Inc. | 10-Q | 10.13 | 06/09/2021 |
| Incorporated by Reference | ||||
|---|---|---|---|---|
| ExhibitNumber | Description | Form | ExhibitNumber | Date Filed |
| 10.18# | Credit Agreement by and among the Company and Citizens Bank, N.A., dated as of October 20, 2023 | 10-Q | 10.1 | 12/08/2023 |
| 10.19 | First Amendment to Credit Agreement by and between the Company and Citizens Bank, N.A., dated as of June 10, 2024 | 10-Q | 10.1 | 9/6/2024 |
| 10.20 | Second Amendment to Credit Agreement by and between the Company and Citizens Bank, N.A., dated as of December 10, 2024 | 10-K | 10.24 | 4/1/2025 |
| 10.21 | Third Amendment to Credit Agreement by and between the Company and Citizens Bank, N.A., dated as of August 26, 2025 | 10-Q | 10.3 | 9/5/2025 |
| 10.22# | Fourth Amendment to Credit Agreement by and among the Company, FluentStream Technologies, LLC, and Citizens Bank, N.A., dated as of December 1, 2025 | 10-Q | 10.2 | 12/9/2025 |
| 10.23# | Stock Purchase Agreement, by and between the Company and FluentStream Holdings, LP, dated as of October 31, 2025. | 10-Q | 10.1 | 12/9/2025 |
| 10.24*# | Agreement and Plan of Merger, by and among the Company, Cayman Acquisition Sub, Inc., Phone.Com, Inc., and Michael Mann, as the Securityholder Representative, dated as of November 23, 2025 | Filed herewith. | ||
| 19.1 | Ooma, Inc. Insider Trading Policy, adopted May 20, 2015 | 10-K | 19.1 | 4/2/2024 |
| 21.1 | List of subsidiaries of the Registrant | Filed herewith. | ||
| 23.1 | Consent of KPMG LLP, Independent Registered Public Accounting Firm | Filed herewith. | ||
| 31.1 | Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, Rule 13(a)‑14(a)/15d-14(a), by President and Chief Executive Officer | Filed herewith. | ||
| 31.2 | Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, Rule 13(a)‑14(a)/15d-14(a), by Chief Financial Officer | Filed herewith. | ||
| 32.1 | Certification pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, by President and Chief Executive Officer | Furnished herewith. | ||
| 32.2 | Certification pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, by Chief Financial Officer | Furnished herewith. | ||
| 97.1 | Ooma, Inc. Compensation Recovery Policy, adopted September 8, 2023 | 10-K | 97.1 | 4/2/2024 |
| 101.INS | Inline XBRL Instance Document – the instance document does not appear in the Interactive Data File as XBRL tags are embedded within the Inline XBRL document | Filed herewith. | ||
| 101.SCH | Inline XBRL Taxonomy Extension Schema With Embedded Linkbase Documents | Filed herewith. | ||
| 104 | Cover Page formatted as Inline XBRL and contained in Exhibit 101 | Filed herewith. | ||
| + Indicates a management contract or compensatory plan. † Certain information in this exhibit has been excluded pursuant to Item 601(b)(2) of Regulation S-K. The registrant agrees to furnish supplementally such information to the SEC upon request. * Pursuant to Item 601(b)(10) of Regulation S-K, certain confidential portions of this exhibit were omitted by means of marking such portions with an asterisk because the identified confidential portions (i) are not material and (ii) would be competitively harmful if publicly disclosed. # The exhibits and schedules to this exhibit have been omitted in accordance with Regulation S-K Item 601(b)(2). The registrant agrees to furnish supplementally a copy of any omitted exhibit or schedule to the Securities and Exchange Commission upon its request. | ||||
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.