GLADSTONE INVESTMENT CORPORATION\DE
For the period ended Sep 30, 2026. Filed Nov 9, 2026.
View on SEC.govAbout this filing
A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2026 · Filed Nov 9, 2026
GAIN$15.09+1.5%Stored close · as of Nov 9, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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Table of Contents
| PART I. · FINANCIAL INFORMATION: | ||
|---|---|---|
| Item 1. · Financial Statements (Unaudited) | ||
| Consolidated Statements of Assets and Liabilities as of September 30, 2026 and March 31, 2026 | 2 | |
| Consolidated Statements of Operations for the three and six months ended September 30, 2026 and 2025 | 3 | |
| Consolidated Statements of Changes in Net Assets for the three and six months ended September 30, 2026 and 2025 | 4 | |
| Consolidated Statements of Cash Flows for the six months ended September 30, 2026 and 2025 | 5 | |
| Consolidated Schedules of Investments as of September 30, 2026 and March 31, 2026 | 7 | |
| Notes to Consolidated Financial Statements | 17 | |
| Consolidated Schedule of Investments in and Advances to Affiliates for the six months ended September 30, 2026 | 44 | |
| Item 2. | Management’s Discussion and Analysis of Financial Condition and Results of Operations | |
| Overview | 49 | |
| Results of Operations | 53 | |
| Liquidity and Capital Resources | 63 | |
| Item 3. | Quantitative and Qualitative Disclosures About Market Risk | 71 |
| Item 4. | Controls and Procedures | 72 |
| PART II. | OTHER INFORMATION: | |
| Item 1. | Legal Proceedings | 73 |
| Item 1A. | Risk Factors | 73 |
| Item 2. | Unregistered Sales of Equity Securities and Use of Proceeds | 73 |
| Item 3. | Defaults Upon Senior Securities | 73 |
| Item 4. | Mine Safety Disclosures | 73 |
| Item 5. | Other Information | 73 |
| Item 6. | Exhibits | 74 |
| SIGNATURE | 75 | |
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