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GLADSTONE INVESTMENT CORPORATIONDE

For the period ended Dec 31, 2024. Filed Feb 12, 2025.

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About this filing

A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Dec 31, 2024 · Filed Feb 12, 2025

GAIN$15.09+1.5%Stored close · as of Nov 9, 2026

Extracted filing text, with the paragraph anchors used by the comparison.

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Table of Contents

PART I. · FINANCIAL INFORMATION:
Item 1. · Financial Statements (Unaudited)
Consolidated Statements of Assets and Liabilities as of December 31, 2024 and March 31, 20242
Consolidated Statements of Operations for the three and nine months ended December 31, 2024 and 20233
Consolidated Statements of Changes in Net Assets for the three and nine months ended December 31, 2024 and 20234
Consolidated Statements of Cash Flows for the nine months ended December 31, 2024 and 20235
Consolidated Schedules of Investments as of December 31, 2024 and March 31, 20246
Notes to Consolidated Financial Statements16
Item 2.Management’s Discussion and Analysis of Financial Condition and Results of Operations
Overview45
Results of Operations49
Liquidity and Capital Resources59
Item 3.Quantitative and Qualitative Disclosures About Market Risk67
Item 4.Controls and Procedures67
PART II.OTHER INFORMATION:
Item 1.Legal Proceedings68
Item 1A.Risk Factors68
Item 2.Unregistered Sales of Equity Securities and Use of Proceeds68
Item 3.Defaults Upon Senior Securities68
Item 4.Mine Safety Disclosures68
Item 5.Other Information68
Item 6.Exhibits69
SIGNATURE70
ContentsView on SEC.gov

The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.