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GLADSTONE INVESTMENT CORPORATIONDE

For the period ended Jun 30, 2024. Filed Aug 5, 2024.

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About this filing

A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Jun 30, 2024 · Filed Aug 5, 2024

GAIN$15.09+1.5%Stored close · as of Nov 9, 2026

Extracted filing text, with the paragraph anchors used by the comparison.

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Table of Contents

PART I. · FINANCIAL INFORMATION:
Item 1. · Financial Statements (Unaudited)
Consolidated Statements of Assets and Liabilities as of June 30, 2024 and March 31, 20242
Consolidated Statements of Operations for the three months ended June 30, 2024 and 20233
Consolidated Statements of Changes in Net Assets for the three months ended June 30, 2024 and 20234
Consolidated Statements of Cash Flows for the three months ended June 30, 2024 and 20235
Consolidated Schedules of Investments as of June 30, 2024 and March 31, 20246
Notes to Consolidated Financial Statements16
Item 2.Management’s Discussion and Analysis of Financial Condition and Results of Operations
Overview41
Results of Operations44
Liquidity and Capital Resources49
Item 3.Quantitative and Qualitative Disclosures About Market Risk56
Item 4.Controls and Procedures56
PART II.OTHER INFORMATION:
Item 1.Legal Proceedings57
Item 1A.Risk Factors57
Item 2.Unregistered Sales of Equity Securities and Use of Proceeds57
Item 3.Defaults Upon Senior Securities57
Item 4.Mine Safety Disclosures57
Item 5.Other Information57
Item 6.Exhibits58
SIGNATURE59
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The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.