GLADSTONE INVESTMENT CORPORATIONDE
For the period ended Dec 31, 2023. Filed Feb 6, 2024.
View on SEC.govAbout this filing
A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Dec 31, 2023 · Filed Feb 6, 2024
GAIN$15.09+1.5%Stored close · as of Nov 9, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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Table of Contents
| PART I. · FINANCIAL INFORMATION: | ||
|---|---|---|
| Item 1. · Financial Statements (Unaudited) | ||
| Consolidated Statements of Assets and Liabilities as of December 31, 2023 and March 31, 2023 | 2 | |
| Consolidated Statements of Operations for the three and nine months ended December 31, 2023 and 2022 | 3 | |
| Consolidated Statements of Changes in Net Assets for the three and nine months ended December 31, 2023 and 2022 | 4 | |
| Consolidated Statements of Cash Flows for the nine months ended December 31, 2023 and 2022 | 5 | |
| Consolidated Schedules of Investments as of December 31, 2023 and March 31, 2023 | 6 | |
| Notes to Consolidated Financial Statements | 16 | |
| Item 2. | Management’s Discussion and Analysis of Financial Condition and Results of Operations | |
| Overview | 45 | |
| Results of Operations | 49 | |
| Liquidity and Capital Resources | 60 | |
| Item 3. | Quantitative and Qualitative Disclosures About Market Risk | 68 |
| Item 4. | Controls and Procedures | 68 |
| PART II. | OTHER INFORMATION: | |
| Item 1. | Legal Proceedings | 69 |
| Item 1A. | Risk Factors | 69 |
| Item 2. | Unregistered Sales of Equity Securities and Use of Proceeds | 69 |
| Item 3. | Defaults Upon Senior Securities | 69 |
| Item 4. | Mine Safety Disclosures | 69 |
| Item 5. | Other Information | 69 |
| Item 6. | Exhibits | 70 |
| SIGNATURE | 71 | |
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.