Anterix Inc
For the period ended Dec 31, 2023. Filed Feb 14, 2024.
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Dec 31, 2023 · Filed Feb 14, 2024
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Item 5. Other Information
Director and Executive Officer Trading
During the three months ended December 31, 2023, Timothy Gray, our Chief Financial Officer, adopted a Rule 10b5-1 trading arrangement (as defined in Item 408 of Regulation S-K) on November 30, 2023. The maximum plan provides for the potential exercise of up to 50,000 stock options and sales of underlying shares of the Company’s common stock. The Plan is set to expire on May 14,2024 or on such earlier date that all transactions under the trading plan are completed. The options covered by Mr. Gray’s Rule 10b5-1 Plan will expire on May 14, 2024. The trading arrangement is intended to satisfy the affirmative defense in Rule 10b5-1(c). Mr. Gray’s Rule 10b5-1 Plan was adopted and precleared in accordance with the Company’s Insider Trading Policy and actual sale transactions made pursuant to such trading arrangements will be disclosed publicly in future Section 16 filings with the SEC.
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