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HOULIHAN LOKEY, INC.

For the period ended Jun 30, 2026. Filed Jul 31, 2026.

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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Jun 30, 2026 · Filed Jul 31, 2026

HLI$148.41+1.7%Stored close · as of Nov 9, 2026

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Item 5. Other Information

(c)On June 8, 2026, Christopher Crain, the Company's General Counsel and Secretary, entered into a "Rule 10b5-1 trading arrangement" (as defined in Item 408(a) of Regulation S-K) that provides for the sale of up to 30,500 shares of Class A common stock. The plan will expire September 7, 2027, subject to early termination for certain specified events as set forth in the plan.

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The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.