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Axos Financial Inc

For the period ended Dec 31, 2023. Filed Jan 30, 2024.

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About this filing

A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Dec 31, 2023 · Filed Jan 30, 2024

AX$92.17-1.9%Stored close · as of Nov 10, 2026

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ITEM 1. LEGAL PROCEEDINGS

The information set forth in Note 9—“Commitments And Contingencies” to the Consolidated Financial Statements is incorporated herein by reference.

In addition, from time to time we may be a party to other claims or litigation that arise in the ordinary course of business, such as claims to enforce liens, claims involving the origination and servicing of loans, and other issues related to the Company’s business operations. None of such matters are expected to have a material adverse effect on the Company’s financial condition, results of operations or business.

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