ExlService Holdings Inc
For the period ended Dec 31, 2024. Filed Feb 25, 2025.
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FY2024 · Filed Feb 25, 2025
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Item 9B. Other Information
Rule 10b5-1 Trading Plans
During the three months ended December 31, 2024, no director or officer of the Company adopted orterminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K, except as described below:
| Name and Title | Character of Trading Arrangement (1) | Date Adopted | Duration (2) | Aggregate Number of Shares of Common Stock to be Sold Pursuant to Trading Arrangement |
|---|---|---|---|---|
| Anita Mahon, Executive Vice President and Business Head, Healthcare | Rule 10b5-1Trading Arrangement | November 04, 2024 | July 31, 2025 | 37,817 |
| Ajay Ayyappan,Executive Vice President, General Counsel & Corporate Secretary | Rule 10b5-1Trading Arrangement | November 12, 2024 | May 30, 2025 | 32,156 |
(1) Except as indicated by footnote, each trading arrangement marked as a “Rule 10b5-1 Trading Arrangement” is intended to satisfy the affirmative defense of Rule 10b5-1(c), as amended (the “Rule”).
(2) Except as indicated by footnote, each trading arrangement permits transactions through and including the earlier to occur of (a) the completion of all sales or (b) the date listed in the table. Each trading arrangement marked as a “Rule 10b5-1 Trading Arrangement” only permits transactions upon expiration of the applicable mandatory cooling-off period under the Rule.
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