Five9 Inc
For the period ended Dec 31, 2024. Filed Feb 21, 2025.
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FY2024 · Filed Feb 21, 2025
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ITEM 9B. Other Information
Rule 10b5-1 Plans
During the fiscal quarter ended December 31, 2024, none of the Company’s directors and officers adopted, modified, orterminated a Rule 10b5-1 trading arrangement or a non-Rule 10b5-1 trading arrangement other than as set forth herein:
| Name | Title | Adoption Date | Expiration Date | Aggregate # of securities to be sold(1) | Aggregate # of securities to be purchased | Type of Arrangement(2) |
|---|---|---|---|---|---|---|
| Andy Dignan | Chief Operating Officer | Dec. 10, 2024 | Dec. 31, 2025 | 39,996 | — | Rule 10b5-1 trading arrangement |
| Leena Mansharamani | Chief Accounting Officer | Dec. 10, 2024 | Dec. 31, 2025 | 9,252 | — | Rule 10b5-1 trading arrangement |
(1) Does not include an additional indeterminable number of shares permitted to be sold pursuant to the Rule 10b5-1 trading arrangement following the sales of securities outside of the Rule 10b5-1 trading arrangement in order to satisfy tax obligations upon the vesting of restricted stock units.
(2) The Rule 10b5-1 trading arrangement is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
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