Five9 Inc
For the period ended Mar 31, 2024. Filed May 2, 2024.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Mar 31, 2024 · Filed May 2, 2024
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ITEM 5. Other Information
Rule 10b5-1 Plans
During the fiscal quarter ended March 31, 2024, the following directors and officers adopted, modified, orterminated a Rule 10b5-1 trading arrangement or a non-Rule 10b5-1 trading arrangement:
| Name | Title | Adoption Date | Expiration Date | Aggregate # of securities to be sold | Aggregate # of securities to be purchased | Type of Arrangement |
|---|---|---|---|---|---|---|
| Barry Zwarenstein | Chief Financial Officer | Mar. 4, 2024 | Dec. 31, 2024 | 92,911 | — | Rule 10b5-1 trading arrangement (3) |
| Michael Burkland | Chief Executive Officer | Mar. 12, 2024 | June 4, 2025 | 62,973(1) | — | Rule 10b5-1 trading arrangement (3) |
| Panos Kozanian | EVP, Product Engineering | Mar. 13, 2024 | Mar. 31, 2025 | 26,506(2) | — | Rule 10b5-1 trading arrangement (3) |
| Daniel Burkland | President and Chief Revenue Officer | Mar. 13, 2024 | June 30, 2025 | 145,504(2) | — | Rule 10b5-1 trading arrangement (3) |
(1) Reflects the sale of shares pursuant to the Rule 10b5-1 trading arrangement in order to satisfy tax obligations upon the vesting of restricted stock units held by Michael Burkland.
(2) Does not include an additional indeterminable number of shares permitted to be sold pursuant to the Rule 10b5-1 trading arrangement following the sales of securities outside of the Rule 10b5-1 trading arrangement in order to satisfy tax obligations upon the vesting of restricted stock units.
(3) The Rule 10b5-1 trading arrangement is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
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