Hercules Capital Inc

For the period ended Dec 31, 2023. Filed Feb 15, 2024.

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A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.

FY2023 · Filed Feb 15, 2024

HCXY$24.05+0.1%Stored close · as of Nov 9, 2026

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Contents

Signatures

Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

	HERCULES CAPITAL, INC.
Date: February 15, 2024	By:	/S/ Scott Bluestein
		Scott Bluestein
		Chief Executive Officer and Chief Investment Officer

In accordance with the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the following capacities on February 15, 2024.

Robert P. Badavas
Signature	Title	Date
/S/ Scott Bluestein	Director, President, Chief Executive Officer, and	February 15, 2024
Scott Bluestein	Chief Investment Officer (Principal Executive Officer)
/S/ Seth H. Meyer	Chief Financial Officer and	February 15, 2024
Seth H. Meyer	Chief Accounting Officer (Principal Accounting and Financial Officer)
/S/ Robert P. Badavas	Chairman of the Board	February 15, 2024
/S/ DeAnne Aguirre	Director	February 15, 2024
DeAnne Aguirre
/S/ Gayle Crowell	Director	February 15, 2024
Gayle Crowell
/S/ Thomas Fallon	Director	February 15, 2024
Thomas Fallon
/S/ Wade Loo	Director	February 15, 2024
Wade Loo
/S/ Pam Randhawa	Director	February 15, 2024
Pam Randhawa
/S/ Nikos Theodosopoulos	Director	February 15, 2024
Nikos Theodosopoulos

ContentsView on SEC.gov

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