ASSURANT, INC.
For the period ended Sep 30, 2026. Filed Nov 5, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2026 · Filed Nov 5, 2026
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Item 1A. Risk Factors
Certain factors may have a material adverse effect on our business, financial condition, results of operations and cash flows, and you should carefully consider them. It is not possible to predict or identify all such factors. For a discussion of potential risks or uncertainties affecting us, please refer to the information under the heading “Item 1A—Risk Factors” in our 2025 Annual Report. Additional risks and uncertainties that are not yet identified or that we currently believe to be immaterial may also materially harm our business, financial condition, results of operations and cash flows.
Issuer Purchases of Equity Securities:
| (In millions, except number of shares and per share amounts) | ||||
|---|---|---|---|---|
| Period in 2026 | Total Number of Shares Purchased | Average Price Paid Per Share | Total Number of Shares Purchased as Part of Publicly Announced Programs (1) | Approximate Dollar Value of Shares that May Yet be Purchased Under the Programs (1) |
| July 1 - July 31 | 108,188 | $278.00 | 108,188 | $544.4 |
| August 1 - August 31 | 71,388 | 285.30 | 71,388 | 524.1 |
| September 1 - September 30 | 88,472 | 277.69 | 88,472 | 499.5 |
| Total | 268,048 | $279.84 | 268,048 | $499.5 |
(1)Shares repurchased pursuant to the November 2025 publicly announced share repurchase authorization of up to $700.0 million aggregate cost at purchase of outstanding common stock. As of September 30, 2026, $499.5 million aggregate cost at purchase remained unused under the repurchase authorization.
Rule 10b5-1 and Non-Rule 10b5-1 Trading Arrangements
On August 6, 2026, Ryan Lumsden, our Executive Vice President and President, Global Housing, adopted a plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act (a “Plan”). Mr. Lumsden’s Plan provides for the sale of up to 3,901 shares of our common stock, and terminates on the earlier of: (i)March 31, 2027, (ii) the date all shares subject to the Plan are sold or (iii) the date on which the Plan is otherwise terminated according to its terms.
On August 11, 2026, Biju Nair, our Executive Vice President and President, Global Connected Living, adopted a Plan in his capacity as trustee of The Biju Nair Declaration of Trust. Mr. Nair’s Plan provides for the sale of up to 9,818 shares of our common stock, and terminates on the earlier of: (i)April 30, 2027, (ii) the date all shares subject to the Plan are sold or (iii) the date on which the Plan is otherwise terminated according to its terms.
On September 15, 2026, Keith W. Demmings, our President and Chief Executive Officer, and a director on our Board, adopted a Plan. Mr. Demmings’s Plan provides for the sale of up to 40,000 shares of our common stock, and terminates on the earlier of: (i)September 30, 2027, (ii) the date all shares subject to the Plan are sold or (iii) the date on which the Plan is otherwise terminated according to its terms.
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