DOCUSIGN INC
For the period ended Jul 31, 2024. Filed Sep 6, 2024.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jul 31, 2024 · Filed Sep 6, 2024
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Item 5. Other Information
During the three months ended July 31, 2024, the following officers and directors of the Company entered into trading plans during an open insider trading window and intended to satisfy the affirmative defense of Rule 10b5-1 (c) under the Securities Exchange Act of 1934, as amended, and the Company’s policies on insider trading:
| Name | Title | Adoption Date | Earliest Sale Date | Expiration Date | Aggregate # of securities to be sold | Aggregate # of securities to be purchased |
|---|---|---|---|---|---|---|
| Teresa Briggs | Director | June 14, 2024 | September 16, 2024 | June 30, 2025 | Up to 2,136 | N/A |
| Blake Grayson | Chief Financial Officer | June 28, 2024 | October 15, 2024 | June 30, 2025 | Up to 111,662 | N/A |
| Jim Shaughnessy | Chief Legal Officer | July 10, 2024 | October 9, 2024 | October 31, 2025 | Up to 37,500 | N/A |
Each of the 10b5-1 plans in the above table included a representation from the director or officer to the broker administering the plan that such individual was not in possession of any material nonpublic information regarding the Company or the securities subject to the plan. A similar representation was made to the Company in connection with the adoption of the plan under the Company’s insider trading policy. Those representations were made as of the date of adoption of the 10b5-1 plan, and speak only as of that date. In making those representations, there is no assurance with respect to any material nonpublic information of which the director or officer was unaware, or with respect to any material nonpublic information acquired by the director or officer or the Company after the date of the representation.
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