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DOCUSIGN INC

For the period ended Apr 30, 2024. Filed Jun 7, 2024.

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About this filing

A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Apr 30, 2024 · Filed Jun 7, 2024

DOCU$77.75+0.2%Stored close · as of Nov 9, 2026

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Item 5. Other Information

During the three months ended April 30, 2024, the following officers and directors of the Company entered into trading plans during an open insider trading window and intended to satisfy the affirmative defense of Rule 10b5-1 (c) under the Securities Exchange Act of 1934, as amended, and the Company’s policies on insider trading:

NameTitleAdoption DateEarliest Sale DateExpiration DateAggregate # of securities to be soldAggregate # of securities to be purchased
Robert ChatwaniPresident, GM, GrowthMarch 25, 2024June 24, 2024March 31, 2025Up to 120,038N/A
Stephen Shute (1)President, WW Field OperationsApril 9, 2024July 9, 2024July 31, 2025Up to 218,521N/A
Daniel SpringerDirectorApril 8, 2024August 1, 2024April 9, 2025Up to 716,070N/A
  1. The aggregate # of securities to be sold under Mr. Shute’s plan includes the maximum payout for certain unvested PSUs.

Each of the 10b5-1 plans in the above table included a representation from the director or officer to the broker administering the plan that such individual was not in possession of any material nonpublic information regarding the Company or the securities subject to the plan. A similar representation was made to the Company in connection with the adoption of the plan under the Company’s insider trading policy. Those representations were made as of the date of adoption of the 10b5-1 plan, and speak only as of that date. In making those representations, there is no assurance with respect to any material nonpublic information of which the director or officer was unaware, or with respect to any material nonpublic information acquired by the director or officer or the Company after the date of the representation.

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The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.