NELNET INC
For the period ended Jun 30, 2024. Filed Aug 8, 2024.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jun 30, 2024 · Filed Aug 8, 2024
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Item 5. OTHER INFORMATION
Rule 10b5-1 Trading Plans
The following table describes contracts, instructions, or written plans for the purchase or sale of the Company's securities adopted by the Company's directors or executive officers during the second quarter of 2024, each of which is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), referred to as Rule 10b5-1 trading plans.
| Name and Title | Date of Adoption of Rule 10b5-1 Trading Plan | Scheduled Expiration Date of Rule 10b5-1 Trading Plan (a) | Aggregate Number of Securities to Be Purchased or Sold |
|---|---|---|---|
| William J. MunnCorporate Secretary / Chief Governance Officer / General Counsel | 5/16/2024 | 9/15/2024 (b) | Gift transfer of 100 shares of Class A common stock |
| Michael S. DunlapExecutive Chairman | 5/29/2024 | 9/29/2024 | Gift transfer of 35,000 shares of Class A common stock |
(a) A trading plan may also expire on such earlier date as all transactions under the trading plan are completed.
(b) This trading plan was subsequently terminated on August 2, 2024, and no transfers were made pursuant to the plan.
On March 5, 2024, Kathleen A. Farrell, Director, terminated a trading arrangement she had previously adopted with respect to the sale of securities of the Company's Class A common stock. Ms. Farrell's Rule 10b5-1 Trading Plan was adopted on June 16, 2023, had a term of one year, and provided for the sale of up to 1,000 shares of Class A common stock. As of the date of termination of this Rule 10b5-1 Trading Plan, Ms. Farrell had sold no shares of Class A common stock under its terms. Notice of this termination was inadvertently omitted from the Company's Quarterly Report on Form 10-Q for the quarter ended March 31, 2024.
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