PIPER SANDLER COMPANIES
For the period ended Sep 30, 2026. Filed Nov 5, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2026 · Filed Nov 5, 2026
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Unregistered Sales of Equity Securities and Use of Proceeds
The table below sets forth the information with respect to purchases made by or on behalf of Piper Sandler Companies or any "affiliated purchaser" (as defined in Rule 10b-18(a)(3) under the Exchange Act), of our common stock during the quarter ended September 30, 2026.
| Total Number of Shares · Approximate Dollar | |||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|
| Total Number · Average Price · Purchased as Part of · Value of Shares Yet to be | |||||||||||
| of Shares · Paid per · Publicly Announced · Purchased Under the | |||||||||||
| Period · Purchased · Share · Plans or Programs · Plans or Programs (1) | |||||||||||
| July 1, 2026 to | |||||||||||
| July 31, 2026 | 171,116 | $74.02 | 171,116 | $45.3 | million | ||||||
| August 1, 2026 to | |||||||||||
| August 31, 2026 | 354,864 | (2) | $74.85 | 334,039 | $20.3 | million | |||||
| September 1, 2026 to | |||||||||||
| September 30, 2026 | 2,380 | (3) | $76.30 | 200 | $20.3 | million | |||||
| Total | 528,360 | $74.59 | 505,355 | $20.3 | million | ||||||
| (1) | Effective February 5, 2025, our board of directors authorized the repurchase of up to $150.0 million of common stock through December 31, 2026. Effective October 30, 2026, our board of directors authorized the repurchase of up to $200.0 million of common stock through December 31, 2028. This repurchase authorization is in addition to the existing authorization. | ||||||||||
| (2) | Consists of 334,039 shares of common stock repurchased on the open market pursuant to a 10b5-1 plan established with an independent agent at an average price of $74.79 per share, and 20,825 shares of common stock withheld from recipients of restricted stock to pay taxes upon the vesting of the restricted stock at an average price of $75.86 per share. | ||||||||||
| (3) | Consists of 200 shares of common stock repurchased on the open market pursuant to a 10b5-1 plan established with an independent agent at an average price of $74.91 per share, and 2,180 shares of common stock withheld from recipients of restricted stock to pay taxes upon the vesting of the restricted stock at an average price of $76.43 per share. | ||||||||||
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