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PIPER SANDLER COMPANIES

For the period ended Mar 31, 2026. Filed May 7, 2026.

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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Mar 31, 2026 · Filed May 7, 2026

PIPR$66.75-1.3%Stored close · as of Nov 10, 2026

Extracted filing text, with the paragraph anchors used by the comparison.

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Unregistered Sales of Equity Securities and Use of Proceeds

The table below sets forth the information with respect to purchases made by or on behalf of Piper Sandler Companies or any "affiliated purchaser" (as defined in Rule 10b-18(a)(3) under the Exchange Act), of our common stock during the quarter ended March 31, 2026.

Total Number of Shares · Approximate Dollar
Total Number · Average Price · Purchased as Part of · Value of Shares Yet to be
of Shares · Paid per · Publicly Announced · Purchased Under the
Period · Purchased (1) · Share (1) · Plans or Programs (1) · Plans or Programs (2)
January 1, 2026 to
January 31, 202663,840$90.5463,840$115.8million
February 1, 2026 to
February 28, 2026545,244(3)$80.4886,588$108.7million
March 1, 2026 to
March 31, 2026274,720$73.64274,720$88.5million
Total883,804$79.08425,148$88.5million
(1)Common shares and per common share information have been adjusted to reflect the four-for-one forward split of common stock. See Note 1 to our unaudited consolidated financial statements included in Part I, Item 1 of this Quarterly Report on Form 10-Q.
(2)Effective February 5, 2025, our board of directors authorized the repurchase of up to $150.0 million of common stock through December 31, 2026.
(3)Consists of 86,588 shares of common stock repurchased on the open market pursuant to a 10b5-1 plan established with an independent agent at an average price of $81.25 per share, and 458,656 shares of common stock withheld from recipients of restricted stock to pay taxes upon the vesting of the restricted stock at an average price of $80.33 per share.
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The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.