PIPER SANDLER COMPANIES
For the period ended Sep 30, 2024. Filed Nov 7, 2024.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2024 · Filed Nov 7, 2024
PIPR$67.64+2.6%Stored close · as of Nov 9, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
See the whole filing, with its images and exhibitsContents
Item 1. Financial Statements
INDEX TO THE CONSOLIDATED FINANCIAL STATEMENTS
| Consolidated Statements of Financial Condition | 4 | |
|---|---|---|
| Consolidated Statements of Operations | 5 | |
| Consolidated Statements of Comprehensive Income/(Loss) | 6 | |
| Consolidated Statements of Changes in Shareholders' Equity | 7 | |
| Consolidated Statements of Cash Flows | 9 | |
| Notes to the Consolidated Financial Statements | 10 | |
| Note 1 | Organization and Basis of Presentation | 10 |
| Note 2 | Summary of Significant Accounting Policies | 10 |
| Note 3 | Recent Accounting Pronouncements | 11 |
| Note 4 | Acquisitions | 11 |
| Note 5 | Receivables from and Payables to Brokers, Dealers and Clearing Organizations | 13 |
| Note 6 | Fair Value of Financial Instruments | 13 |
| Note 7 | Financial Instruments and Other Inventory Positions | 21 |
| Note 8 | Investments | 23 |
| Note 9 | Variable Interest Entities | 23 |
| Note 10 | Goodwill and Intangible Assets | 25 |
| Note 11 | Other Assets | 25 |
| Note 12 | Short-Term Financing | 26 |
| Note 13 | Legal Contingencies | 26 |
| Note 14 | Shareholders' Equity | 27 |
| Note 15 | Revenues and Business Information | 29 |
| Note 16 | Compensation Plans | 30 |
| Note 17 | Restructuring and Integration Costs | 37 |
| Note 18 | Earnings Per Share | 38 |
| Note 19 | Net Capital Requirements and Other Regulatory Matters | 39 |
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.