PIPER SANDLER COMPANIES
For the period ended Mar 31, 2024. Filed May 7, 2024.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Mar 31, 2024 · Filed May 7, 2024
PIPR$66.75-1.3%Stored close · as of Nov 10, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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Item 1. Financial Statements
INDEX TO THE CONSOLIDATED FINANCIAL STATEMENTS
| Consolidated Statements of Financial Condition | 4 | |
|---|---|---|
| Consolidated Statements of Operations | 5 | |
| Consolidated Statements of Comprehensive Income | 6 | |
| Consolidated Statements of Changes in Shareholders' Equity | 7 | |
| Consolidated Statements of Cash Flows | 8 | |
| Notes to the Consolidated Financial Statements | 9 | |
| Note 1 | Organization and Basis of Presentation | 9 |
| Note 2 | Summary of Significant Accounting Policies | 9 |
| Note 3 | Recent Accounting Pronouncements | 10 |
| Note 4 | Receivables from and Payables to Brokers, Dealers and Clearing Organizations | 10 |
| Note 5 | Fair Value of Financial Instruments | 11 |
| Note 6 | Financial Instruments and Other Inventory Positions | 18 |
| Note 7 | Investments | 20 |
| Note 8 | Variable Interest Entities | 20 |
| Note 9 | Other Assets | 21 |
| Note 10 | Short-Term Financing | 22 |
| Note 11 | Legal Contingencies | 22 |
| Note 12 | Shareholders' Equity | 23 |
| Note 13 | Revenues and Business Information | 24 |
| Note 14 | Compensation Plans | 25 |
| Note 15 | Earnings Per Share | 32 |
| Note 16 | Net Capital Requirements and Other Regulatory Matters | 32 |
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