PIPER SANDLER COMPANIES
For the period ended Dec 31, 2023. Filed Feb 26, 2024.
View on SEC.govAbout this filing
A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.
FY2023 · Filed Feb 26, 2024
PIPR$67.64+2.6%Stored close · as of Nov 9, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
See the whole filing, with its images and exhibitsContents
Notes to the Consolidated Financial Statements
Index
| Note 1 | Organization and Basis of Presentation | 68 |
|---|---|---|
| Note 2 | Summary of Significant Accounting Policies | 69 |
| Note 3 | Recent Accounting Pronouncements | 74 |
| Note 4 | Acquisitions | 74 |
| Note 5 | Receivables from and Payables to Brokers, Dealers and Clearing Organizations | 78 |
| Note 6 | Fair Value of Financial Instruments | 78 |
| Note 7 | Financial Instruments and Other Inventory Positions | 85 |
| Note 8 | Investments | 87 |
| Note 9 | Variable Interest Entities | 87 |
| Note 10 | Fixed Assets | 88 |
| Note 11 | Goodwill and Intangible Assets | 89 |
| Note 12 | Other Assets | 90 |
| Note 13 | Short-Term Financing | 90 |
| Note 14 | Long-Term Financing | 90 |
| Note 15 | Leases | 91 |
| Note 16 | Contingencies, Commitments and Guarantees | 91 |
| Note 17 | Shareholders' Equity | 93 |
| Note 18 | Revenues and Business Information | 95 |
| Note 19 | Compensation Plans | 96 |
| Note 20 | Employee Benefit Plans | 103 |
| Note 21 | Restructuring and Integration Costs | 103 |
| Note 22 | Income Taxes | 104 |
| Note 23 | Earnings Per Share | 107 |
| Note 24 | Net Capital Requirements and Other Regulatory Matters | 107 |
| Note 25 | Parent Company Only and PSLS | 108 |
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.