CNO Financial Group, Inc.
For the period ended Sep 30, 2026. Filed Nov 5, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2026 · Filed Nov 5, 2026
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Item 5. Other Information
Rule 10b5-1 Trading Arrangements
During the three months ended September 30, 2026, one of the officers (as defined in Rule 16a-1(f) of the Exchange Act) (each, a "Section 16 officer") of the Company adopted a Rule 10b5-1 trading arrangement (as defined in Item 408(a) of Regulation S-K) for the sale of the Company’s common stock. The following summarizes the material terms of such Rule 10b5-1 trading arrangement, which is intended to satisfy the affirmative defense of Rule 10b5-1(c) of the Exchange Act and the Company’s policies regarding transactions in Company securities:
| Name and title of officer | Date of trading arrangement | Duration of trading arrangement (a) | Aggregate shares of common stock to be sold pursuant to the trading arrangement (b) |
|---|---|---|---|
| Scott L. Goldberg | September 4, 2026 | December 31, 2027 | 32,558 |
| President, Consumer Division | |||
(a) Trading arrangement will terminate on the earlier of the date (i) stated in this column, (ii) on which the aggregate
number of shares has been sold, or (iii) on which the individual gives the designated agent notice to terminate.
(b) Aggregate shares to be sold will be subject to reduction of certain shares surrendered to satisfy required tax
withholding obligations upon future vesting events.
During the three months ended September 30, 2026, other than the individual included in the table above, none of the Company's directors and no other Section 16 officers adopted, terminated or modified a Rule 10b5-1 trading arrangement or a non-Rule 10b5-1 trading arrangement (as such terms are defined in Item 408 of Regulation S-K).
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