CNO Financial Group Inc
For the period ended Dec 31, 2024. Filed Feb 26, 2025.
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FY2024 · Filed Feb 26, 2025
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Item 9B. Other Information
During the fourth quarter of 2024, certain officers (as defined in Rule 16a-1(f) of the Exchange Act) (the “Section 16 Officers”) of the Company adopted separate Rule 10b5-1 trading arrangements (as defined in Item 408(a) of Regulation S-K) for the sale of shares of the Company's common stock. Each such trading arrangement is intended to satisfy the affirmative defense of Rule10b5-1(c) of the Exchange Act and the Company’s policies regarding transactions in Company securities. The following summarizes the material terms of such Rule 10b5-1 trading arrangements:
| Name and title of officer | Date of trading arrangement | Duration of trading arrangement (a) | Aggregate shares of common stock to be sold pursuant to the trading arrangement |
|---|---|---|---|
| Gary C. Bhojwani (b) | December 11, 2024 | December 12, 2025 | 144,983 |
| –Chief Executive Officer | |||
| Yvonne K. Franzese (b) | December 12, 2024 | December 5, 2025 | 17,430 |
| –Chief Human Resources Officer | |||
| Scott L. Goldberg | November 7, 2024 | September 4, 2025 | 51,000 |
| –President Consumer Division | |||
| Jeremy D. Williams | November 20, 2024 | September 30, 2025 | 20,000 |
| –Chief Actuary | |||
(a) Trading arrangement will terminate on the earlier of the date (i) stated in this column, (ii) on which the aggregate number of shares has been sold or (iii) on which the individual gives the designated agent notice to terminate.
(b) Aggregate shares to be sold will be subject to reduction of certain shares surrendered to satisfy required tax withholding obligations upon future vesting events.
During the fourth quarter of 2024, none of the Company's directors and no other Section 16 Officers adopted, terminated or modified a Rule 10b5-1 trading arrangement or a non-Rule 10b5-1 trading arrangement (as such terms are defined in Item 408 of Regulation S-K).
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