CNO Financial Group Inc
For the period ended Dec 31, 2023. Filed Feb 23, 2024.
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FY2023 · Filed Feb 23, 2024
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Item 9B. Other Information
During the fourth quarter of 2023, certain officers (as defined in Rule 16a-1(f) of the Exchange Act) (the "Section 16 officers") of the Company adopted separate Rule 10b5-1 trading arrangements (as defined in Item 408(a) of Regulation S-K) for the sale of the Company's common stock. The following summarizes the material terms of such Rule 10b5-1 trading arrangements:
| Name and title of officer | Date of trading arrangement | Duration of trading arrangement (a) | Aggregate shares of common stock to be sold pursuant to the trading arrangement |
|---|---|---|---|
| Gary C. Bhojwani | December 19, 2023 | February 1, 2025 | 83,512 |
| –Chief Executive Officer | |||
| Karen J. DeToro | December 20, 2023 | December 18, 2024 | 8,033 |
| –President Worksite Division | |||
| Yvonne K. Franzese | December 21, 2023 | September 20, 2024 | 24,794 |
| –Chief Human Resources Officer | |||
| Scott L. Goldberg | November 14, 2023 | September 1, 2024 | 35,584 |
| –President Consumer Division | |||
| Paul H. McDonough | November 17, 2023 | September 4, 2024 | 35,714 |
| –Chief Financial Officer | |||
| Rocco F. Tarasi | December 19, 2023 | March 1, 2025 | 10,000 |
| –Chief Marketing Officer | |||
(a) Or such earlier date that the aggregate amount of shares has been sold.
During the fourth quarter of 2023, no other of the Company's directors or Section 16 officers hasadopted orterminated a Rule 10b5-1 trading arrangement or a non-Rule 10b5-1 trading arrangement (as defined in Item 408(a) of Regulation S-K).
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