WisdomTree, Inc.
For the period ended Mar 31, 2025. Filed May 9, 2025.
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Mar 31, 2025 · Filed May 9, 2025
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Item 5. OTHER INFORMATION
| ITEM 5. | OTHER INFORMATION |
10b5-1 Trading Arrangements
On February 25, 2025, R. Jarrett Lilien, our President and Chief Operating Officer, entered into a stock trading plan designed to comply with Rule 10b5-1 under the Exchange Act. Under the terms of the plan, Mr. Lilien will sell up to an aggregate of 75,000 shares of our common stock, subject to certain price limitations set forth in the plan. The plan will terminate on December 15, 2025. The plan was adopted during an open trading window, and no sales will commence under the plan until completion of the required cooling off period.
During the three months ended March 31, 2025, none of our other directors or officers (as defined in Rule 16a-1(f) of the Exchange Act)adopted, terminated ormodified a Rule 10b5-1 trading arrangement or non-Rule 10b5-1 trading arrangement (as such terms are defined in Item 408 of Regulation S-K).
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