Solidion Technology Inc.
For the period ended Sep 30, 2026. Filed Nov 9, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2026 · Filed Nov 9, 2026
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Unregistered Sales of Equity Securities and Use of Proceeds
ITEM 2. UNREGISTERED SALES OF EQUITY SECURITIES AND USE OF PROCEEDS
(a) Unregistered Sales of Equity Securities
During the three months ended September 30, 2026, the Company issued:
| ● | 214,037 shares of common stock upon the cashless exercise of 246,664 Series A Warrants issued in the March 2024 private placement; and |
| ● | 275,000 shares of common stock upon the exercise of Pre-Funded Warrants issued in the 2026 Private Placement, for aggregate cash proceeds of $27.50. |
The shares issued upon the cashless exercise of the Series A Warrants were issued in reliance on the exemption from registration provided by Section 3(a)(9) of the Securities Act. The shares issued upon exercise of the Pre-Funded Warrants were issued in reliance on Section 4(a)(2) of the Securities Act. No underwriting discounts or commissions were paid in connection with these issuances.
(b) Use of Proceeds
Not applicable.
(c) Issuer Purchases of Equity Securities
The following table provides information about repurchases of our common stock during the three months ended September 30, 2026:
| Total Number of Shares Purchased | Average Price Paid per Share | Total Number of Shares Purchased as Part of Publicly Announced Plans or Programs | Approximate Dollar Value of Shares that May Yet Be Purchased Under the Plans or Programs (1) | |
|---|---|---|---|---|
| July 1 – July 31, 2026 | — | — | — | — |
| August 1 – August 31, 2026 | — | — | — | — |
| September 1 – September 30, 2026 | 19,915 | $7.03 | 19,915 | $860,000 |
| Total | 19,915 | $7.03 | 19,915 |
| (1) | On September 14, 2026, we announced that our Board of Directors had authorized a stock repurchase program, effective September 13, 2026, under which we may repurchase up to $1.0 million of our outstanding common stock. The program will expire on the earliest of (i) the repurchase of the full authorized amount, (ii) March 14, 2028, or (iii) its termination by the Board of Directors. No repurchase plans or programs expired or were terminated during the period. See Note 7 to the condensed consolidated financial statements. |
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