TOP Financial Group Ltd
For the period ended Sep 30, 2026. Filed Oct 28, 2026.
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Sep 30, 2026 · Filed Oct 28, 2026
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Item 5. - Other Information
During the fiscal quarter ended September 30, 2026, no director or officer of the Company adopted orterminated a Rule 10b5-1 trading arrangement or non-Rule 10b5-1 trading arrangement, as each term is defined in Item 408(a) of Regulation S-K.
Outstanding Shares and Public Float
As of October 13, 2026, the Company had a total of 123,706,506 ordinary shares outstanding, consisting of 121,706,506 Class A Ordinary Shares and 2,000,000 Class B Ordinary Shares (after giving effect to share consolidation at a ratio of 5-for-1 on August 3, 2026). Of the outstanding Class A Ordinary Shares, 100,867,842 Class A Ordinary Shares were non-restricted shares held by non-affiliates, representing the Company’s free public float, and 20,838,664 Class A Ordinary Shares were restricted securities or were held by affiliates of the Company. All of the outstanding Class B Ordinary Shares are held by Ms. Junli Yang, the Chairwoman of the Company’s board of directors.
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