Lakewood-Amedex Biotherapeutics Inc.
Filed Sep 18, 2026.
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A company's registration of shares for sale to the public, often for a first offering. It describes the business, its risks and how the company plans to use the money.
period unavailable · Filed Sep 18, 2026
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As filed with the Securities and Exchange Commission on September 18, 2026.
Registration No. 333-
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORMS-1
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
(Exact Name of Registrant as Specified in its Charter)
| Nevada | 2834 | 20-5274304 |
|---|---|---|
| (State or Other Jurisdiction of Incorporation or Organization) | (Primary Standard Industrial Classification Code Number) | (I.R.S. Employer Identification Number) |
8031 Cooper Creek Blvd., Unit 103
University Park, Florida 34201
Telephone: (941) 225-2515
(Address, Including Zip Code, and Telephone Number, Including Area Code, of Registrant’s Principal Executive Offices)
Kelvin Cooper
8031 Cooper Creek Blvd., Unit 103
University Park, Florida 34201
Telephone: (941) 225-2515
(Name, Address, Including Zip Code, and Telephone Number, Including Area Code, of Agent for Service)
Copies to:
Joseph M. Lucosky, Esq.
Lucosky Brookman LLP
101 Wood Avenue South, 5 th Floor
Woodbridge, NJ 08830
Tel. No.: (732) 395-4400
Fax No.: (732) 395-4401
Approximate date of commencement of proposed sale to the public: As soon as practicable after this registration statement becomes effective.
If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, check the following box. ☒
If this form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐
If this form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐
If this form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company” and “emerging growth company” in Rule 12b-2 of the Exchange Act.
| Large accelerated filer | ☐ | Accelerated filer | ☐ |
|---|---|---|---|
| Non-accelerated filer | ☒ | Smaller reporting company | ☒ |
| Emerging growth company | ☒ | ||
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act.☐
The Registrant hereby amends this Registration Statement on such date or dates as may be necessary to delay its effective date until the Registrant shall file a further amendment which specifically states that this Registration Statement shall thereafter become effective in accordance with Section 8(a) of the Securities Act of 1933 or until this Registration Statement shall become effective on such date as the Securities and Exchange Commission, acting pursuant to said Section 8(a), may determine.
The information in this preliminary prospectus is not complete and may be changed. Neither we nor the Selling Stockholder may sell these securities until the registration statement filed with the Securities and Exchange Commission is effective. This preliminary prospectus is not an offer to sell these securities and is not soliciting an offer to buy these securities in any jurisdiction where the offer or sale is not permitted.
SUBJECT TO COMPLETION, DATED SEPTEMBER 18, 2026
PROSPECTUS
4,512,400 Shares of Common Stock
This prospectus relates to the resale from time to time of up to 4,512,400 shares of common stock, par value $0.0001 per share, of Lakewood-Amedex Biotherapeutics Inc., or Common Stock, by a certain selling stockholder with whom we had entered into a securities purchase agreement and registration rights agreement pursuant to a private placement transaction that closed on April 21, 2026, including their pledgees, assignees, donees, transferees or their respective successors-in-interest, or the Selling Stockholder, which is the current maximum amount of shares of our Common Stock that may be issued upon conversion of our Series C Preferred Stock held by the Selling Stockholder. We previously filed a resale registration statement on Form S-1, which became effective on May 13, 2026 (File No. 333-295497) for 937,500 shares of our Common Stock (as adjusted for the Company’s one-for-ten (1:10) reverse stock split effective June 19, 2026), which was the maximum amount of Common Stock that could be issued upon conversion of our Series C Preferred Stock at the time of filing the resale registration statement. The Series C Preferred Stock is convertible into shares of Common Stock at a conversion price subject to a floor price of $1.00 per share. In connection with the Company’s one-for-ten (1:10) reverse stock split effective June 19, 2026, the floor price of $1.00 per share was not adjusted, which had the effect of increasing the maximum number of shares of Common Stock issuable upon conversion of the Series C Preferred Stock. At the floor price of $1.00 per share this required up to an additional 4,512,400 shares of common stock to be issued upon conversion of the Series C Preferred Stock held by the Selling Stockholder pursuant to the conversion terms. This prospectus relates to an additional 4,512,400 shares of Common Stock that may now be issued upon conversion of the Series C Preferred Stock currently held by the Selling Stockholder pursuant to the conversion terms of the Series C Preferred Stock.
We will not receive any proceeds from the sale of the shares of the Common Stock covered by this prospectus.
Sales of the shares by the Selling Stockholder may occur at fixed prices, at market prices prevailing at the time of sale, at prices related to prevailing market prices or at negotiated prices. The Selling Stockholder may sell the shares to or through underwriters, broker-dealers or agents, who may receive compensation in the form of discounts, concessions or commissions from the Selling Stockholder, the purchasers of the shares, or both.
We are paying the cost of registering the shares as well as various related expenses. The Selling Stockholder is responsible for all selling commissions, transfer taxes and other costs related to the offer and sale of its shares. See “Plan of Distribution” for more information about how the Selling Stockholder may sell or dispose of its shares.
Our Common Stock is traded on The Nasdaq Capital Market under the symbol “LABT.” On September 17, 2026, the last reported sale price of our Common Stock was $1.86 per share.
We are an “emerging growth company” as defined under U.S. federal securities laws and, as such, have elected to comply with reduced public company reporting requirements.
Investing in our common stock involves risks. See the “Risk Factors” section beginning on page 11 for risks you should consider before investing in our common stock.
Neither the Securities and Exchange Commission nor any state securities commission has approved or disapproved of these securities or determined if this prospectus is truthful or complete. Any representation to the contrary is a criminal offense.
The date of this prospectus is September 18, 2026
TABLE OF CONTENTS
| Page | |
|---|---|
| CAUTIONARY NOTE REGARDING FORWARD-LOOKING STATEMENTS | ii |
| About this Prospectus | iv |
| PROSPECTUS SUMMARY | 1 |
| IMPLICATIONS OF BEING AN EMERGING GROWTH COMPANY AND A SMALLER REPORTING COMPANY | 7 |
| SUMMARY OF RISK FACTORS | 7 |
| CORPORATE INFORMATION | 9 |
| SUMMARY HISTORICAL FINANCIAL AND OTHER DATA | 10 |
| RISK FACTORS | 11 |
| USE OF PROCEEDS | 36 |
| DIVIDEND POLICY | 37 |
| MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS | 38 |
| BUSINESS | 53 |
| MANAGEMENT | 95 |
| EXECUTIVE AND DIRECTOR COMPENSATION | 101 |
| CERTAIN RELATIONSHIPS AND RELATED PERSON TRANSACTIONS | 107 |
| PRINCIPAL STOCKHOLDERS | 109 |
| DESCRIPTION OF CAPITAL STOCK | 110 |
| SELLING STOCKHOLDER | 113 |
| PLAN OF DISTRIBUTION | 114 |
| MATERIAL U.S. FEDERAL INCOME TAX CONSEQUENCES TO NON-U.S. HOLDERS | 116 |
| LEGAL MATTERS | 122 |
| EXPERTS | 122 |
| WHERE YOU CAN FIND MORE INFORMATION | 122 |
| INDEX TO FINANCIAL STATEMENTS | F-1 |
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