TOP Financial Group Ltd
For the period ended Jun 30, 2026. Filed Aug 17, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jun 30, 2026 · Filed Aug 17, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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Item 6. - Exhibits
| Exhibit No. | Description |
| 3.1 | Third Amended and Restated Memorandum and Articles of Association of the Company, effective May 27, 2026 (incorporated by reference to Exhibit 3.1 to the Company’s Report on Form 6-K furnished to the SEC on May 28, 2026). |
| 4.1 | Form of Warrant to Purchase Class A Ordinary Shares (incorporated by reference to Exhibit 4.1 to the Company’s Report on Form 6-K furnished to the SEC on March 26, 2026). |
| 10.1 | Securities Purchase Agreement, dated as of March 25, 2026, by and among the Company and the purchasers named therein (incorporated by reference to Exhibit 10.1 to the Company’s Report on Form 6-K furnished to the SEC on March 26, 2026). |
| 10.2 | Supplement No. 1 to Securities Purchase Agreement, dated as of May 5, 2026 (incorporated by reference to Exhibit 10.1 to the 6-K furnished May 12, 2026). |
| 10.3 | Form of Securities Purchase Agreement, dated as of June 19, 2026, by and among the Company and the purchasers named therein (incorporated by reference to Exhibit 10.1 to the Company’s Report on Form 6-K furnished to the SEC on June 20, 2026). |
| 31.1* | Section 302 Certification by Chief Executive Officer |
| 31.2* | Section 302 Certification by Chief Financial Officer (Principal Accounting Officer) |
| 32.1** | Section 906 Certification by Chief Executive Officer and Chief Financial Officer |
| 101.INS** | Inline XBRL Instance Document. The instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document. |
| 101.SCH* | Inline XBRL Taxonomy Extension Schema Document. |
| 101.CAL* | Inline XBRL Taxonomy Extension Calculation Linkbase Document. |
| 101.DEF* | Inline XBRL Taxonomy Extension Definition Linkbase Document. |
| 101.LAB* | Inline XBRL Taxonomy Extension Label Linkbase Document. |
| 101.PRE* | Inline XBRL Taxonomy Extension Presentation Linkbase Document. |
| 104** | Cover Page Interactive Data File. The cover page XBRL tags are embedded within the Inline XBRL document. |
| * | Filed herewith |
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| ** | Furnished herewith |
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Attached as Exhibit 101 to this report are the following formatted in Inline XBRL (Extensible Business Reporting Language): (i) Condensed Consolidated Statements of Operations and Comprehensive Loss for the three months ended June 30, 2026 and 2025, (ii) Condensed Consolidated Balance Sheets as of June 30, 2026 and March 31, 2026, (iii) Condensed Consolidated Statements of Cash Flows for the three months ended June 30, 2026 and 2025, (iv) Condensed Consolidated Statements of Changes in Shareholders’ Equity for the three months ended June 30, 2026 and 2025 and (v) Notes to Condensed Consolidated Financial Statements.
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.