SIEBERT FINANCIAL CORP
For the period ended Jun 30, 2026. Filed Aug 11, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jun 30, 2026 · Filed Aug 11, 2026
SIEB$1.810.0%Stored close · as of Nov 10, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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CONDENSED CONSOLIDATED STATEMENTS OF FINANCIAL CONDITION
| June 30, 2026 (unaudited) | December 31, 2025 | |
|---|---|---|
| ASSETS | ||
| Current assets | ||
| Cash and cash equivalents | $16,099,000 | $22,408,000 |
| Cash and securities segregated for regulatory purposes; (Cash of $126.8 million, securities with a fair value of $37.9 million as of June 30, 2026; Cash of $151.0 million, securities with a fair value of $34.6 million as of December 31, 2025) | 164,672,000 | 185,608,000 |
| Receivables from customers | 88,581,000 | 73,465,000 |
| Receivables from broker-dealers and clearing organizations | 18,078,000 | 6,801,000 |
| Receivables from non-customers | 1,821,000 | 1,773,000 |
| Notes receivable | 2,350,000 | 350,000 |
| Other receivables | 6,404,000 | 4,522,000 |
| Prepaid expenses and other assets | 4,042,000 | 3,801,000 |
| Securities borrowed | 619,576,000 | 408,495,000 |
| Securities owned, at fair value | 13,652,000 | 19,862,000 |
| Taxes receivable | 133,000 | 142,000 |
| Total Current assets | 935,408,000 | 727,227,000 |
| Deposits with broker-dealers and clearing organizations | 6,365,000 | 5,503,000 |
| Property, office facilities, and equipment, net | 10,080,000 | 10,386,000 |
| Software, net | 6,003,000 | 5,911,000 |
| Other intangible assets, net | 380,000 | 908,000 |
| Lease right-of-use assets | 2,208,000 | 2,253,000 |
| Investments, cost | 2,700,000 | 2,000,000 |
| Deferred tax assets | 3,630,000 | 2,535,000 |
| Goodwill | 1,989,000 | 2,319,000 |
| Total Assets | $968,763,000 | $759,042,000 |
| LIABILITIES AND STOCKHOLDERS’ EQUITY | ||
| Liabilities | ||
| Current liabilities | ||
| Payables to customers | $237,457,000 | $237,193,000 |
| Payables to non-customers | 6,000 | 7,000 |
| Drafts payable | 809,000 | 2,829,000 |
| Payables to broker-dealers and clearing organizations | 7,428,000 | 769,000 |
| Accounts payable and accrued liabilities | 8,860,000 | 4,523,000 |
| Securities loaned | 609,796,000 | 407,258,000 |
| Securities sold, not yet purchased, at fair value | 75,000 | 219,000 |
| Other deferred revenue | 126,000 | 70,000 |
| Contract termination liability | — | 819,000 |
| Current portion of deferred contract incentive | 960,000 | 960,000 |
| Current portion of lease liabilities | 1,384,000 | 1,086,000 |
| Current portion of debt | 5,093,000 | 5,091,000 |
| Total Current liabilities | 871,994,000 | 660,824,000 |
| Deferred contract incentive, less current portion | 3,120,000 | 3,600,000 |
| Lease liabilities, less current portion | 997,000 | 1,410,000 |
| Debt, less current portion | 4,001,000 | 4,048,000 |
| Total Liabilities | 880,112,000 | 669,882,000 |
| Stockholders’ Equity | ||
| Common stock, $0.01 par value; 100,000,000 shares authorized; 42,100,936 shares issued and 41,100,936 shares outstanding as of June 30, 2026, respectively. 41,435,936 shares issued and 40,435,936 shares outstanding as of December 31, 2025, respectively. | 422,000 | 415,000 |
| Treasury stock, at cost; 1,000,000 shares held as of both June 30, 2026 and December 31, 2025 | (2,510,000) | (2,510,000) |
| Additional paid-in capital | 47,822,000 | 46,040,000 |
| Retained earnings | 42,917,000 | 45,215,000 |
| Total Stockholders’ equity | 88,651,000 | 89,160,000 |
| Total Liabilities and Stockholders’ Equity | $968,763,000 | $759,042,000 |
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