SIEBERT FINANCIAL CORP

For the period ended Jun 30, 2026. Filed Aug 11, 2026.

About this filing

A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Jun 30, 2026 · Filed Aug 11, 2026

SIEB$1.810.0%Stored close · as of Nov 10, 2026

Extracted filing text, with the paragraph anchors used by the comparison.

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Contents

CONDENSED CONSOLIDATED STATEMENTS OF CASH FLOWS

	Six Months Ended June 30,
	2026	2025
Cash Flows From Operating Activities
Net income (loss)	$(2,298,000)	$3,942,000
Adjustments to reconcile net income (loss) to net cash used in operating activities:
Deferred tax expense (benefit)	(1,095,000)	498,000
Depreciation and amortization	1,361,000	1,044,000
Goodwill impairment	330,000	—
Intangible asset impairment	454,000	—
Loss on disposal of assets	83,000	—
FMR clearing arrangement (2)	400,000	—
Share-based compensation (3)	1,200,000	989,000
Interest related to contract termination liability payment	181,000	109,000
Changes in
Securities segregated for regulatory purposes	(3,326,000)	23,921,000
Receivables from customers	(15,116,000)	4,509,000
Receivables from non-customers	(48,000)	(804,000)
Receivables from and deposits with broker-dealers and clearing organizations	(12,139,000)	(4,330,000)
Securities borrowed	(211,081,000)	(99,681,000)
Securities owned, at fair value	6,210,000	1,910,000
Notes receivable	(2,000,000)	—
Prepaid expenses and other assets	(1,934,000)	(2,185,000)
Payables to customers	264,000	(9,259,000)
Payables to non-customers	(1,000)	(3,071,000)
Drafts payable	(2,020,000)	(152,000)
Payables to broker-dealers and clearing organizations	6,659,000	735,000
Accounts payable and accrued liabilities	4,337,000	(245,000)
Securities loaned	202,538,000	50,712,000
Securities sold, not yet purchased, at fair value	(144,000)	(19,000)
Net lease liabilities	(70,000)	(25,000)
Taxes payable / receivable	9,000	(1,020,000)
NFS business development credits	(480,000)	(425,000)
Other deferred revenue	56,000	20,000
Contract termination liability payment	(1,000,000)	(1,003,000)
Net cash used in operating activities	(28,670,000)	(33,830,000)
Cash Flows From Investing Activities
Purchase of office facilities and equipment	(158,000)	(124,000)
Purchase of software	(735,000)	(1,578,000)
Additions to property, office facilities, and equipment	(263,000)	(243,000)
Cash paid in investments at cost	(700,000)	(2,000,000)
Acquisition of BMLG assets	—	(441,000)
Net cash used in investing activities	(1,856,000)	(4,386,000)
Cash Flows From Financing Activities
RISE cash distribution	—	(35,000)
Repayments of long-term debt	(45,000)	(44,000)
Net cash used in financing activities	(45,000)	(79,000)
Net change in cash and cash equivalents, and cash segregated for regulatory purposes	(30,571,000)	(38,295,000)
Cash and cash equivalents, and cash segregated for regulatory purposes - beginning of period	173,415,000	168,458,000
Cash and cash equivalents, and cash segregated for regulatory purposes - end of period	$142,844,000	$130,163,000
Reconciliation of cash, cash equivalents, and cash segregated for regulatory purposes
Cash and cash equivalents - end of period	16,099,000	28,949,000
Cash segregated for regulatory purposes - end of period	126,745,000	101,214,000
Cash and cash equivalents, and cash segregated for regulatory purposes - end of period	$142,844,000	$130,163,000
Supplemental cash flow information
Cash paid during the period for income taxes	$58,000	$1,243,000
Cash paid during the period for interest	$265,000	$78,000
Non-cash investing and financing activities
Transaction with media platform	$189,000	$—

(2)	Refer to Note 1 – Organization and Basis of Presentation for further detail.

(3)	Refer to Note 20 – Employee Benefit Plans for further detail.

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The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.