Energy Transition Special Opportunities
For the period ended Jun 30, 2026. Filed Aug 7, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jun 30, 2026 · Filed Aug 7, 2026
ETSS$9.96+0.6%Stored close · as of Nov 9, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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Item 6. Exhibits
The following exhibits are filed as part of, or incorporated by reference into, this Quarterly Report on Form 10-Q.
| No. | Description of Exhibit |
| 3.1 | Amended and Restated Memorandum and Articles of Association of the Company. (1) |
| 4.1 | Warrant Agreement, dated May 14, 2026, between the Company and Continental Stock Transfer and Trust Company. (1) |
| 10.1 | Insider Letter Agreement, dated May 14, 2026, among the Company, its directors and officers and the Sponsor. (1) |
| 10.2 | Investment Management Trust Agreement, dated May 14, 2026, between the Company and Continental Stock Transfer and Trust Company. (1) |
| 10.3 | Registration Rights Agreement, dated May 14, 2026, among the Company and certain security holders. (1) |
| 10.4 | Private Placement Warrants Purchase Agreement, dated May 14, 2026, between the Company and the Sponsor. (1) |
| 10.5 | Private Placement Warrants Purchase Agreement, dated May 14, 2026, between the Company and the Company and Company and Cohen & Company Capital Markets, a division of Cohen & Company Securities, LLC. (1) |
| 10.6 | Administrative Services Agreement, dated May 14, 2026, between the Company and the Sponsor. (1) |
| 10.7 | Form of Indemnity Agreement. (1) |
| 31.1* | Certification of Principal Executive Officer Pursuant to Securities Exchange Act Rules 13a-14(a), as adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 |
| 31.2* | Certification of Principal Financial Officer Pursuant to Securities Exchange Act Rules 13a-14(a), as adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 |
| 32.1* | Certification of Principal Executive Officer Pursuant to 18 U.S.C. Section 1350, as adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 |
| 32.2* | Certification of Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 |
| 101.INS* | Inline XBRL Instance Document |
| 101.SCH* | Inline XBRL Taxonomy Extension Schema Document |
| 101.CAL* | Inline XBRL Taxonomy Extension Calculation Linkbase Document |
| 101.DEF* | Inline XBRL Taxonomy Extension Definition Linkbase Document |
| 101.LAB* | Inline XBRL Taxonomy Extension Labels Linkbase Document |
| 101.PRE* | Inline XBRL Taxonomy Extension Presentation Linkbase Document |
| 104 | Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101). |
| * | Filed herewith. |
| (1) | Previously filed as an exhibit to our Current Report on Form 8-K filed on May 19, 2026 and incorporated by reference herein. |
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