SIEBERT FINANCIAL CORP

For the period ended Mar 31, 2026. Filed May 15, 2026.

About this filing

A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Mar 31, 2026 · Filed May 15, 2026

SIEB$1.81+1.7%Stored close · as of Nov 9, 2026

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Contents

CONDENSED CONSOLIDATED STATEMENTS OF CHANGES IN EQUITY

Common Stock · Treasury Stock
	Number of Shares Issued	$0.01 Par Value	Number of Shares	Amount	Additional Paid-In Capital	Retained Earnings	Total Stockholders’ Equity	Noncontrolling Interest	Total Equity
Balance – January 1, 2025	41,120,936	$412,000	1,000,000	$(2,510,000)	$46,090,000	$40,094,000	$84,086,000	$1,006,000	$85,092,000
Share-based compensation	237,000	2,000	—	—	552,000	—	554,000	—	554,000
RISE Cash Distribution	—	—	—	—	—	—	—	(35,000)	(35,000)
Net income (loss)	—	—	—	—	—	8,664,000	8,664,000	(3,000)	8,661,000
Balance – March 31, 2025	41,357,936	$414,000	1,000,000	$(2,510,000)	$46,642,000	$48,758,000	$93,304,000	$968,000	$94,272,000

Common Stock · Treasury Stock
	Number of Shares Issued	$0.01 Par Value	Number of Shares	Amount	Additional Paid-In Capital	Retained Earnings	Total Stockholders’ Equity	Noncontrolling Interest	Total Equity
Balance – January 1, 2026	41,435,936	$415,000	1,000,000	$(2,510,000)	$46,040,000	$45,215,000	$89,160,000	$—	$89,160,000
Share-based compensation	505,000	5,000	—	—	827,000	—	832,000	—	832,000
Transaction with FMR	—	—	—	—	100,000	—	100,000	—	100,000
Net loss	—	—	—	—	—	(1,972,000)	(1,972,000)	—	(1,972,000)
Balance – March 31, 2026	41,940,936	$420,000	1,000,000	$(2,510,000)	$46,967,000	$43,243,000	$88,120,000	$—	$88,120,000

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ContentsView on SEC.gov

The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.