authID Inc.
For the period ended Mar 31, 2026. Filed May 14, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Mar 31, 2026 · Filed May 14, 2026
AUID$0.18-2.7%Stored close · as of Nov 9, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
See the whole filing, with its images and exhibitsContents
Item 6. Exhibits
| Exhibit Number | Description |
| 3.1 (1) | Amended & Restated Certificate of Incorporation |
| 3.2 (6) | Amended & Restated Bylaws as of July 18, 2022 |
| 3.3 (2) | Certificate of Amendment dated June 14, 2021 |
| 3.4 (6) | Certificate of Amendment to Amended and Restated Certificate of Incorporation as of July 18, 2022 |
| 3.5 (7) | Certificate of Amendment to Amended and Restated Certificate of Incorporation as of September 20, 2022 |
| 3.6 (13) | Certificate of Amendment to the Amended and Restated Certificate of Incorporation dated June 26, 2023 |
| 3.7 (22) | Certificate of Amendment to the Certificate of Incorporation |
| 4.1 (2) | Form of Stock Option |
| 4.2 (27) | Description of the Registrant’s Securities |
| 10.1 (2) | Form of Director Agreement |
| 10.2 (2) | Form of Indemnification Agreement |
| 10.3 (3) | 2017 Incentive Stock Plan |
| 10.4 (2) | Executive Retention Agreement entered between the Company and Thomas L. Thimot dated June 14, 2021 |
| 10.5 (2) | Executive Retention Agreement entered between the Company and Cecil N. Smith III dated June 14, 2021 |
| 10.6 (4) | AuthID Inc. 2021 Equity Incentive Plan |
| 10.7 (5) | Letter Agreement between Annie Pham and AuthID Inc. dated April 25, 2022 |
| 10.8 (8) | Amended and Restated Faculty Agreement between the Company and Stephen J. Garchik dated March 8, 2023. |
| 10.9 (8) | Promissory Note between the Company and Stephen J. Garchik dated March 9, 2023. |
| 10.10 (8) | Guaranty Agreement by FIN Holdings Inc., Innovation in Motion, Inc. and ID Solutions, Inc. in favor of Stephen J. Garchik dated March 9, 2023. |
| 10.11 (8) | Release Agreement between the Company and Stephen J. Garchik dated March 9, 2023. |
| 10.12 (9) | Letter Agreement between Rhoniel Daguro and AuthID Inc. dated March 23, 2023 |
| 10.13 (9) | Executive Retention Agreement between Rhoniel Daguro and AuthID Inc. dated March 23, 2023 |
| 10.14 (9) | Confidential Separation Agreement and General Release between Thomas Thimot and authID Inc. Dated March 23, 2023 |
| 10.15 (10) | Letter Agreement between Thomas Szoke and AuthID Inc. dated April 12, 2023 |
| 10.16 (10) | Executive Retention Agreement between Thomas Szoke and AuthID Inc. dated April 12, 2023 |
| 10.17 (11) | Executive Retention Agreement between Annie Pham and AuthID Inc. dated May 11, 2023 |
| 10.18 (12)** | Form of Securities Purchase Agreement dated as of May 23, 2023 between the Company and accredited investors |
| 10.19 (12) | Engagement Agreement dated as of April 20, 2023 between the Company and Madison Global Partners LLC |
| 10.20 (12) | Stock Purchase Warrant dated May 26, 2023 issued to Madison Global Partners LLC |
| 10.21 (12)** | Form of Exchange Agreement dated as of May 23, 2023 between the Company and certain Holders |
| 10.22 (14) | Letter Agreement between Edward Sellitto and authID Inc. dated July 31, 2023 |
| 10.23 (15) | Agreement dated October 25, 2023 between The Pipeline Group, Inc. and authID Inc. |
| 10.24 (17) | Form of Securities Purchase Agreement dated as of November 20, 2023 between the Company and accredited investor |
| 10.25 (17) | Engagement Agreement dated as of November 2, 2023 between the Company and Madison Global Partners, LLC |
| 10.26 (17) | Stock Purchase Warrant dated November 22, 2023 issued to Madison Global Partners, LLC |
| 10.27 (18)** | Agreement dated December 19, 2023 between The Pipeline Group, Inc and authID Inc. |
| 10.28 (19) | Letter Agreement between Kunal Mehta and authID Inc. |
| 10.29 (21)** | Form of Securities Purchase Agreement dated as of June 24, 2024 between the Company and accredited investors |
| 10.30 (21) | Engagement Agreement, dated as of June 24, 2024 between the Company and Madison Global Partners, LLC |
| 10.31 (21) | Stock Purchase Warrant issued to Madison Global Partners LLC dated June 27, 2024 |
| 10.32 (23)** | Agreement dated August 26, 2024 between The Pipeline Group, Inc. and authID Inc. |
| 10.33 (22) | Letter Agreement between Erick Soto and authID Inc. dated September 10, 2024 |
| 10.34 (22) | Executive Retention Agreement between Erick Soto and AuthID Inc. dated September 10, 2024 |
| 10.35 (24)** | Form of Securities Purchase Agreement dated as of March 31, 2025 between the Company and accredited investors |
| 10.36 (24) | Form of Pre-Funded Warrant dated April 1, 2025 |
| 10.37 (24) | Engagement Agreement dated as of March 12, 2025 between the Company and Madison Global Partners LLC |
| 10.38 (24) | Amendment to the Engagement Agreement dated as of March 26, 2025 between the Company and Madison Global Partners LLC |
| 10.39 (24) | Placement Agency Agreement between the Company and Dominari Securities LLC dated March 31, 2025 |
| 10.40 (24) | Stock Purchase Warrant issued to Madison Global Partners LLC dated April 1, 2025 |
| 10.41 (24) | Stock Purchase Warrant issued to Dominari Securities LLC dated April 1, 2025 |
| 10.42 (25) | Form of Securities Purchase Agreement, dated as of May 6, 2025, between the Company and accredited investors |
| 10.43 (25) | Placement Agency Agreement between the Company and Dominari Securities LLC dated May 6, 2025 |
| 10.44 (25) | Stock Purchase Warrant issued to Madison Global Partners, LLC dated May 7, 2025 |
| 10.45 (25) | Stock Purchase Warrant issued to Dominari Securities LLC dated May 7, 2025 |
| 10.46 (26) | Form of Director Appointment Letter |
| 10.47 (27)** | Agreement dated September 26, 2025 between The Pipeline Group, Inc. and authID Inc. |
| 10.48 (28) | Form of Securities Purchase Agreement, dated as of November 21, 2025, between the Company and accredited investors |
| 10.49 (28) | Form of Pre-Funded Warrant dated November 24, 2025 |
| 10.50 (28) | Engagement Agreement dated as of November 20, 2025 between the Company and Madison Global Partners, LLC |
| 10.51 (28) | Placement Agency Agreement between the Company and Dominari Securities LLC dated November 21, 2025 |
| 10.52 (28) | Stock Purchase Warrant issued to Madison Global Partners, LLC |
| 10.53 (28) | Stock Purchase Warrant issued to Dominari Securities LLC |
| 10.54 (28) | Stock Purchase Warrant issued to Madison Global Partners, LLC dated November 20, 2025 |
| 10.55** | Agreement dated April 13, 2026 between The Pipeline Group, Inc. and authID Inc. |
| 10.56 (30) | Form of Securities Purchase Agreement dated April 29, 2026 |
| 10.57 (30) | Form of Senior Secured Debenture |
| 10.58 (30) | Form of Stock Purchase Warrant |
| 10.59 (30) | Form Security Agreement dated April 29, 2026 |
| 10.60 (30) | Form Registration Rights Agreement dated April 29, 2026 |
| 14.1 (16) | Code of Ethics |
| 19 (23) | Insider Trading Policy |
| 21.1(29) | List of Subsidiaries |
| 31.1* | Certification of Chief Executive Officer pursuant to Rule 13a-14(a)/15d-14(a) of the Securities Exchange Act |
| 31.2* | Certification of Chief Financial Officer pursuant to Rule 13a-14(a)/15d-14(a) of the Securities Exchange Act |
| 32.1* | Certification of Chief Executive Officer and Chief Financial Officer pursuant to 18 U.S.C. §1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 |
| 97.1 (16) | Policy for the Recovery of Erroneously Awarded Compensation adopted October 6, 2023 |
| 99.1 (20) | Policy on Granting Equity Awards |
| 101.INS* | Inline XBRL Instance Document |
| 101.SCH* | Inline XBRL Taxonomy Extension Schema Document |
| 101.CAL* | Inline XBRL Taxonomy Extension Calculation Linkbase Document |
| 101.DEF* | Inline XBRL Taxonomy Extension Definition Linkbase Document |
| 101.LAB* | Inline XBRL Taxonomy Extension Label Linkbase Document |
| 101.PRE* | Inline XBRL Taxonomy Extension Presentation Linkbase Document |
| 104 | Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101). |
| * | Filed herewith |
|---|
| ** | Certain confidential portions of this exhibit were omitted by means of marking such portions with asterisks because the identified confidential portions (i) are not material and (ii) would be competitively harmful if publicly disclosed. A copy of any omitted portions will be furnished to the SEC upon request. |
|---|
| (1) | Incorporated by reference to the Form 8-K Current Report filed with the Securities Exchange Commission on March 23, 2021. |
| (2) | Incorporated by reference to the Form 8-K Current Report filed with the Securities Exchange Commission on June 15, 2021. |
| (3) | Incorporated by reference to the Form 10-Q Quarterly Report filed with the Securities Exchange Commission on May 4, 2018. |
| (4) | Incorporated by reference to the Form S-8 Registration Statement filed with the Securities Exchange Commission on February 1, 2022. |
| (5) | Incorporated by reference to the Form 8-K Current Report filed with the Securities Exchange Commission on April 27, 2022. |
| (6) | Incorporated by reference to the Form 8-K Current Report filed with the Securities Exchange Commission on July 19, 2022. |
| (7) | Incorporated by reference to the Form 8-K Current Report filed with the Securities Exchange Commission on September 21, 2022. |
| (8) | Incorporated by reference to the Form 8-K Current Report filed with the Securities Exchange Commission on March 10, 2023. |
| (9) | Incorporated by reference to the Form 8-K Current Report filed with the Securities Exchange Commission on March 28, 2023. |
| (10) | Incorporated by reference to the Form 8-K Current Report filed with the Securities Exchange Commission on April 18, 2023. |
| (11) | Incorporated by reference to the Form 8-K Current Report filed with the Securities Exchange Commission on May 16, 2023. |
| (12) | Incorporated by reference to the Form 8-K Current Report filed with the Securities Exchange Commission on May 26, 2023. |
| (13) | Incorporated by reference to the Form 8-K Current Report filed with the Securities Exchange Commission on June 27, 2023. |
| (14) | Incorporated by reference to the Form 8-K Current Report filed with the Securities Exchange Commission on August 3, 2023. |
| (15) | Incorporated by reference to the Form 8-K Current Report filed with the Securities Exchange Commission on October 26, 2023. |
| (16) | Incorporated by reference to the Form 10-Q Quarterly Report filed with the Securities Exchange Commission on November 8, 2023. |
| (17) | Incorporated by reference to the Form 8-K Current Report filed with the Securities Exchange Commission on November 27, 2023. |
| (18) | Incorporated by reference to the Form 8-K Current Report filed with the Securities Exchange Commission on December 21, 2023. |
| (19) | Incorporated by reference to the Form 8-K Current Report filed with the Securities Exchange Commission on March 26, 2024. |
| (20) | Incorporated by reference to the Form 10-Q Quarterly Report filed with the Securities Exchange Commission on May 15, 2024. |
| (21) | Incorporated by reference to the Form 8-K Current Report filed with the Securities Exchange Commission on June 27, 2024. |
| (22) | Incorporated by reference to the Form 10-Q Quarterly Report filed with the Securities Exchange Commission on November 7, 2024. |
| (23) | Incorporated by reference to the Form 10-K Annual Report filed with the Securities Exchange Commission on March 13, 2025. |
| (24) | Incorporated by reference to the Form 8-K Current Report filed with the Securities Exchange Commission on April 2, 2025. |
| (25) | Incorporated by reference to the Form 8-K Current Report filed with the Securities Exchange Commission on May 7, 2025 |
| (26) | Incorporated by reference to the Form 10-Q Quarterly Report filed with the Securities Exchange Commission on August 14, 2025 |
| (27) | Incorporated by reference to the Form 10-Q Quarterly Report filed with the Securities Exchange Commission on November 12, 2025 |
| (28) | Incorporated by reference to the Form 8-K Current Report filed with the Securities Exchange Commission on November 24, 2025 |
| (29) | Incorporated by reference to the Form 10-K Annual Report filed with the Securities Exchange Commission on March 31, 2026. |
| (30) | Incorporated by reference to the Form 8-K Current Report filed with the Securities Exchange Commission on May 1, 2026. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
authID Inc.
| By: | /s/ Rhoniel A. Daguro |
| Rhoniel A. Daguro | |
| Chief Executive Officer | |
| (Principal Executive Officer) | |
| By: | /s/ Ed Sellitto |
| Ed Sellitto | |
| Chief Financial Officer, | |
| (Principal Financial and Accounting Officer) |
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