SARATOGA INVESTMENT CORP.
For the period ended Feb 28, 2026. Filed May 5, 2026.
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FY2026 · Filed May 5, 2026
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Signatures
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| SARATOGA INVESTMENT CORP. | ||
| Date: May 5, 2026 | By: | /s/ CHRISTIAN L. OBERBECK |
|---|---|---|
| Christian L. Oberbeck | ||
| Chief Executive Officer | ||
| By: | /s/ HENRI J. STEENKAMP | |
| Henri J. Steenkamp | ||
| Chief Financial Officer and Chief Compliance Officer | ||
KNOW ALL PERSONS BY THESE PRESENT, that each person whose signature appears below hereby constitutes and appoints Christian L. Oberbeck and Henri J. Steenkamp, and each of them (with full power to each of them to act alone), his true and lawful attorneys-in-fact and agents, with full power of substitution and resubstitution, for him and in his name, place, and stead, in any and all capacities, to sign this report and any and all amendments thereto, and to file the same, with the Securities and Exchange Commission, granting unto said attorneys-in-fact and agents full power and authority to do and perform each and every act and thing requisite and necessary to be done in and about the premises, as fully to all intents and purposes as he might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, or their substitute or substitutes, may lawfully do or cause to be done by virtue hereof.
Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.
| Signature | Title | Date |
|---|---|---|
| /s/ CHRISTIAN L. OBERBECK | Chairman of the Board of Directors, Chief Executive Officer | May 5, 2026 |
| Christian L. Oberbeck | (Principal Executive Officer) | |
| /s/ HENRI J. STEENKAMP | Chief Financial Officer (Principal Accounting Officer and | May 5, 2026 |
| Henri J. Steenkamp | Principal Financial Officer), Member of the Board of Directors | |
| /s/ STEVEN M. LOONEY | Member of the Board of Directors | May 5, 2026 |
| Steven M. Looney | ||
| /s/ CHARLES S. WHITMAN III | Member of the Board of Directors | May 5, 2026 |
| Charles S. Whitman III | ||
| /s/ G. CABELL WILLIAMS | Member of the Board of Directors | May 5, 2026 |
| Cabell Williams | ||
INDEX TO CONSOLIDATED FINANCIAL STATEMENTS
| PAGE | |
| Reports of Independent Registered Public Accounting Firm (PCAOB No. 00042) | F-2 |
|---|---|
| Consolidated Statements of Assets and Liabilities as of February 28, 2026 and February 28, 2025 | F-5 |
| Consolidated Statements of Operations for the years ended February 28, 2026, February 28, 2025 and February 29, 2024 | F-6 |
| Consolidated Statements of Changes in Net Assets for the years ended February 28, 2026, February 28, 2025 and February 29, 2024 | F-7 |
| Consolidated Statements of Cash Flows for the years ended February 28, 2026, February 28, 2025 and February 29, 2024 | F-8 |
| Consolidated Schedules of Investments for the year ended February 28, 2026 and February 28, 2025 | F-9 |
| Notes to Consolidated Financial Statements | F-30 |
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.