SARATOGA INVESTMENT CORP.
For the period ended Feb 28, 2026. Filed May 5, 2026.
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FY2026 · Filed May 5, 2026
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Item 3. Legal Proceedings
Neither we nor our wholly owned subsidiaries are currently subject to any material legal proceedings. From time to time, we, our consolidated subsidiaries and/or Saratoga Investment Advisors may be a party to certain legal proceedings in the ordinary course of business, including proceedings relating to the enforcement of our rights under contracts with our portfolio companies. Our business also is subject to extensive regulation, which may result in regulatory proceedings against us.
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