Plum Acquisition Corp, IV
For the period ended Dec 31, 2025. Filed Mar 31, 2026.
View on SEC.govAbout this filing
A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.
FY2025 · Filed Mar 31, 2026
PLMK$10.65-0.0%Stored close · as of Nov 10, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
See the whole filing, with its images and exhibitsContents
Item 15. Exhibits and Financial Statement Schedules
(a) The following documents are filed as part of this report or incorporated herein by reference:
(1) Our Financial Statements are listed on page F-1 of this Annual Report
| Page | |
| Report of Independent Registered Public Accounting Firm | F-2 |
|---|---|
| Balance Sheet as of December 31, 2025 | F-3 |
| Statement of Operations for the Years Ended December 31, 2025 and December 31, 2024 | F-4 |
| Statement of Changes in Shareholder’s Deficit for the Years Ended December 31, 2025 and December 31, 2024 | F-5 |
| Statement of Cash Flows for the Years Ended December 31, 2025 and December 31, 2024 | F-6 |
| Notes to Financial Statements | F-7 |
(2) Financial Statements Schedule
None.
(3) Exhibits:
The following documents are included as exhibits to this Annual Report:
| Exhibit No. | Description |
| 2.1(1) | Business Combination Agreement, dated March 8, 2026, by and among the Company, Plum IV Merger Sub Inc. and Controlled Thermal Resources Holdings Inc. |
| 3.1(2) | Amended and Restated Memorandum and Articles of Association |
| 4.1(3) | Specimen Unit Certificate |
| 4.2(3) | Specimen Class A Ordinary Share Certificate |
| 4.3(3) | Specimen Warrant Certificate (included in Exhibit 4.4) |
| 4.4(2) | Warrant Agreement, dated January 14, 2025, between the Company and Odyssey Transfer and Trust Company |
| 4.5(4) | Description of Securities of the Registrant. |
| 10.1(2) | Units and Restricted Shares Subscription Agreement, dated January 14, 2025, between the Company and Plum Partners IV, LLC |
| 10.2(2) | Units Subscription Agreement, dated January 14, 2025, between the Company and Cohen & Company Capital Markets, a division of J.V.B. Financial Group, LLC |
| 10.3(2) | Units Subscription Agreement, dated January 14, 2025, between the Company and Seaport Global Securities LLC |
| 10.4(2) | Letter Agreement, dated January 14, 2025, among the Company, the sponsor and each of the initial shareholders, directors and officers of the Company |
| 10.5(2) | Investment Management Trust Account Agreement, dated January 14, 2025, between the Company and Continental Stock Transfer & Trust Company |
| 10.6(2) | Registration Rights Agreement, dated January 14, 2025, among the Company, the sponsor and the other Holders (as defined therein) signatory thereto |
| 10.7(2) | Form of Indemnity Agreement, January 14, 2025, between the Company and each of the officers and directors of the Company |
| 10.8(3) | Amended and Restated Promissory Note, dated January 6, 2025, issued to Plum Partners IV, LLC |
| 10.9(5) | Promissory Note, dated July 8, 2025, issued by Plum Acquisition Corp. IV to Plum Partners IV, LLC |
| 10.10(1) | Transaction Support Agreement, dated March 8, 2026, by and among the Company and certain stockholders of Controlled Thermal Resources Holdings Inc. party thereto. |
| 10.11(1) | Form of Amended and Restated Registration Rights Agreement. |
| 10.12(1) | Form of Lock-Up Agreement. |
| 14(3) | Code of Ethics |
| 19(4) | Insider Trading Policy |
| 31.1* | Certification of Chief Executive Officer required by Rule 13a-14(a) or Rule 15d-14(a). |
| 31.2* | Certification of Chief Financial Officer required by Rule 13a-14(a) or Rule 15d-14(a). |
| 32.1** | Certification of Chief Executive Officer required by Rule 13a-14(b) or Rule 15d-14(b) and 18 U.S.C. 1350. |
| 32.2** | Certification of Chief Financial Officer required by Rule 13a-14(b) or Rule 15d-14(b) and 18 U.S.C. 1350. |
| 97.1(4) | Clawback Policy |
| 101.INS* | Inline XBRL Instance Document. |
| 101.SCH* | Inline XBRL Taxonomy Extension Schema. |
| 101.CAL* | Inline XBRL Taxonomy Calculation Linkbase. |
| 101.LAB* | Inline XBRL Taxonomy Label Document. |
| 101.PRE* | Inline XBRL Definition Linkbase Document. |
| 101.DEF* | Inline XBRL Definition Linkbase Document. |
| 104* | Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101). |
| * | Filed herewith. |
| ** | Furnished herewith. |
| (1) | Incorporated by reference to an exhibit to the Registrant’s Current Report on Form 8-K (File No. 001-42472), filed with the SEC on March 12, 2026. |
| (2) | Incorporated by reference to an exhibit to the Registrant’s Current Report on Form 8-K (File No. 001-42472), filed with the SEC on January 16, 2025. |
| (3) | Incorporated by reference to an exhibit to the Registrant’s Registration Statement on Form S-1, as amended (File No. 333-281144), filed with the SEC on January 7, 2025. |
| (4) | Incorporated by reference to an exhibit to the Annual Report on Form 10-K (File No. 333-281144), filed with the SEC on March 31, 2025. |
| (5) | Incorporated by reference to an exhibit to the Registrant’s Current Report on Form 8-K (File No. 001-42472), filed with the SEC on July 14, 2025. |
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.