Peraso Inc.
For the period ended Dec 31, 2025. Filed Mar 30, 2026.
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FY2025 · Filed Mar 30, 2026
PRSO$0.35-2.0%Stored close · as of Nov 10, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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Item 15. Exhibits
(a)(1) Consolidated Financial Statements:
The following documents are filed as part of this Report:
Consolidated Financial Statements and Report of Independent Registered Public Accounting Firm, all of which are set forth on pages F-1 through F-34 of this Report.
(2) Financial Statement Schedules:
Financial statement schedules are omitted because they are not required, not applicable or because the required information is shown in the consolidated financial statements or notes thereto.
(3) Exhibits:
Required exhibits are incorporated by reference or are filed with this Report.
| Reference · Filed or | |||||
|---|---|---|---|---|---|
| Exhibit No. · Exhibit Description · Form · File No. · Form Exhibit · Filing Date · Furnished Herewith | |||||
| 2.1** | Arrangement Agreement with Peraso Technologies Inc. | 8-K | 000-32929 | 2.1 | September 15, 2021 |
| 2.2 | First Amending Agreement dated October 21, 2021 | 8-K | 000-32929 | 2.1 | October 22, 2021 |
| 3.1 | Restated Certificate of Incorporation of the Company | 8-K | 000-32929 | 3.6 | November 12, 2010 |
| 3.1.1 | Certificate of Amendment to Restated Certificate of Incorporation of the Company | 8-K | 000-32929 | 3.1 | February 14, 2017 |
| 3.1.2 | Certificate of Amendment to the Amended and Restated Certificate of Incorporation of the Company, filed with the Secretary of State of the State of Delaware on August 27, 2019 | 8-K | 000-32929 | 3.1 | August 27, 2019 |
| 3.1.3 | Certificate of Amendment to Articles of Incorporation (Name Change) | 8-K | 000-32929 | 3.1 | December 20, 2021 |
| 3.1.4 | Certificate of Designation of Series A Special Voting Preferred Stock | 8-K | 000-32929 | 3.2 | December 20, 2021 |
| 3.1.5 | Certificate of Amendment to Amended and Restated Certificate of Incorporation of the Company, filed with the Secretary of State of the State of Delaware on December 15, 2023 | 8-K | 000-32929 | 3.1 | December 19, 2023 |
| 3.2 | Amended and Restated Bylaws of the Company | 8-K | 000-32929 | 3.1 | November 23, 2021 |
| 4.1 | Specimen Common Stock Certificate | S-1/A | 333-43122 | 4.1 | September 14, 2000 |
| 4.2 | Description of the Registrant’s Securities | 10-K | 000-32929 | 4.2 | March 28, 2025 |
| 4.3* | Amended and Restated Peraso Inc. 2010 Equity Incentive Plan | S-8 | 333-229728 | 4.8 | February 15, 2019 |
| 4.4* | Peraso Inc. Amended and Restated 2019 Stock Incentive Plan, as amended | 8-K | 000-32929 | 10.1 | December 23, 2025 |
| 4.5* | Form of Agreement for Stock Option Grant pursuant to the Peraso Inc. Amended and Restated 2010 Equity Incentive Plan | S-8 | 333-168358 | 4.10 | July 28, 2010 |
| 4.6* | Form of Notice of Grant of Stock Option Award and Agreement pursuant to the Peraso Inc. 2019 Stock Incentive Plan | S-8 | 333-234675 | 4.10 | November 13, 2019 |
| 4.7* | Form of Notice of Grant of Restricted Stock Unit Award and Agreement under the Peraso Inc. 2019 Stock Incentive Plan | S-8 | 333-234675 | 4.13 | November 13, 2019 |
| 4.8* | Amended Peraso Technologies Inc. 2009 Share Option Plan | S-8 | 333-262062 | 4.5 | January 7, 2022 | |
| 4.9 | Form of Common Stock Purchase Warrant | 8-K | 000-32929 | 4.2 | November 30, 2022 | |
| 4.10 | Form of Purchase Warrant | 8-K | 000-32929 | 4.2 | June 2, 2023 | |
| 4.11 | Form of Placement Agent Warrant | 8-K | 000-32929 | 4.3 | June 2, 2023 | |
| 4.12 | Form of Series A Warrant | S-1/A | 333-276247 | 4.15 | February 5, 2024 | |
| 4.13 | Form of Representative Warrant | S-1/A | 333-276247 | 4.17 | January 23, 2024 | |
| 4.14 | Form of Series C Warrant | 8-K | 000-32929 | 4.1 | November 5, 2024 | |
| 4.15 | Form of Series D Warrant | 8-K | 000-32929 | 4.2 | November 5, 2024 | |
| 4.16 | Form of Placement Agent Warrant | 8-K | 000-32929 | 4.3 | November 5, 2024 | |
| 4.17 | Form of Series E Warrant | 8-K | 000-32929 | 4.1 | September 12, 2025 | |
| 4.18 | Form of Placement Agent Warrant dated September 12, 2025 | 8-K | 000-32929 | 4.2 | September 12, 2025 | |
| 10.1* | Employment Offer Letter Agreement between the Company and James Sullivan dated December 21, 2007 | 10-K | 000-32929 | 10.26 | March 17, 2008 | |
| 10.2* | Form of New Employee Inducement Grant Stock Option Agreement (revised February 2012) | 10-K | 000-32929 | 10.19 | March 15, 2012 | |
| 10.3 | Form of Indemnification Agreement used from June 2012 to present | 10-Q | 000-32929 | 10.22 | August 9, 2012 | |
| 10.4* | Executive Change-in-Control and Severance Policy | SC TO-I | 005-78033 | 99.(D)(7) | July 26, 2016 | |
| 10.5 | Intercompany Services Agreement | 8-K | 000-32929 | 10.2 | December 20, 2021 | |
| 10.6* | Employment Agreement (Ronald Glibbery) | 8-K | 000-32929 | 10.3 | December 20, 2021 | |
| 10.7* | Employment offer letter agreement between the Company and Mark Lunsford dated October 4, 2022 | 10-K | 000-32929 | 10.17 | March 29, 2023 | |
| 10.8* | Employment Agreement (Brad Lynch) | X | ||||
| 10.9* | Employment Agreement (Alexander Tomkins) | X | ||||
| 10.10* | Amendment to offer of employment between the Company and James Sullivan dated April 15, 2022 | 10-Q | 000-32929 | 10.2 | August 15, 2022 | |
| 10.11* | Amendment to employment agreement between Peraso Technologies Inc. and Brad Lynch dated April 15, 2022 | 10-Q | 000-32929 | 10.3 | August 15, 2022 | |
| 10.12* | Amendment to offer of employment between the Company and Alex Tomkins dated April 19, 2023 | S-1 | 333-272729 | 10.21 | June 16, 2023 | |
| 10.13* | Amendment to offer of employment between the Company and Ronald Glibbery dated April 19, 2023 | S-1 | 333-272729 | 10.22 | June 16, 2023 | |
| 10.14* | Second Amendment to offer of employment between the Company and Brad Lynch dated April 19, 2023 | S-1 | 333-272729 | 10.23 | June 16, 2023 | |
| 10.15* | Technology License and Patent Assignment Agreement By and Between Intel Corporation and the Company dated August 5, 2022 | 10-Q | 000-32929 | 10.1 | November 14, 2022 | |
| 10.16 | First Amendment to Executive Change-in-Control and Severance Policy | 10-Q | 000-32929 | 10.23 | May 13, 2021 | |
| 10.17* | Amendment No. 1 to Peraso Inc. Common Stock Purchase Warrant | 8-K | 000-32929 | 10.3 | June 2, 2023 | |
| 10.18 | Warrant Agency Agreement, dated February 8, 2024, by and between the Company and Equiniti Trust Company, LLC | 8-K | 000-32929 | 10.2 | February 9, 2024 | |
| 10.19 | Amendment to the Warrant Agency Agreement dated February 8, 2024 by and between Peraso Inc. and Equiniti Trust Company, LLC, as Warrant Agent, dated August 6, 2024 | 8-K | 000-32929 | 10.1 | August 7, 2024 | |
| 10.20 | At The Market Offering Agreement, dated August 30, 2024, by and between Peraso Inc. and Ladenburg Thalmann & Co. Inc. | 8-K | 000-32929 | 10.1 | August 30, 2024 | |
| 10.21 | Amendment #2 to the Warrant Agency Agreement dated February 8, 2024 by and between Peraso Inc. and Equiniti Trust Company, LLC, as Warrant Agent, dated October 3, 2024 | 8-K | 000-32929 | 10.1 | October 4, 2024 | |
| Form of Inducement Letter | 8-K | 000-32929 | 10.1 | November 5, 2024 | ||
| 10.22 | Form of Amendment to Series C Common Stock Purchase Warrant | 8-K | 000-32929 | 10.1 | May 2, 2025 | |
| 10.23 | Form of Amendment No. 2 to Series C Common Stock Purchase Warrant | 8-K | 000-32929 | 10.1 | August 5, 2025 | |
| 10.24 | Form of Inducement Letter dated September 11, 2025 | 8-K | 000-32929 | 10.1 | September 12, 2025 | |
| 10.25 | Form of Amendment No. 3 to Series C Common Stock Purchase Warrant | 8-K | 000-32929 | 10.1 | December 9, 2025 | |
| 19.1 | Insider Trading Policy | 10-K | 000-32929 | 19.1 | March 28, 2025 | |
| 21.1 | List of Subsidiaries | 10-K | 000-32929 | 21.1 | March 29, 2023 | |
| 23.1 | Consent of Independent Registered Public Accounting Firm-Weinberg & Co., P.A. | X | ||||
| 24.1 | Power of Attorney (see signature page) | X | ||||
| 31.1 | Rule 13a-14 Certification | X | ||||
| 31.2 | Rule 13a-14 Certification | X | ||||
| 32 | Section 1350 Certification | X | ||||
| 97.1 | Company Clawback Policy | 10-K | 000-32929 | 97.1 | March 29, 2024 | |
| 101.INS | Inline XBRL Instance Document | X | ||||
| 101.SCH | Inline XBRL Taxonomy Extension Schema Document | X | ||||
| 101.CAL | Inline XBRL Taxonomy Extension Calculation Linkbase Document | X | ||||
| 101.DEF | Inline XBRL Taxonomy Extension Definition Linkbase Document | X | ||||
| 101.LAB | Inline XBRL Taxonomy Extension Labels Linkbase Document | X | ||||
| 101.PRE | Inline XBRL Taxonomy Extension Presentation Linkbase Document | X | ||||
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) | X | ||||
| * | Management contract, compensatory plan or arrangement. |
| ** | Certain schedules, exhibits and similar attachments have been omitted pursuant to Item 601(a)(5) of Regulation S-K. The Company hereby undertakes to furnish copies of such omitted materials supplementally upon request by the SEC. |
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.