APPLIED ENERGETICS, INC.
For the period ended Jun 30, 2025. Filed Aug 13, 2025.
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Jun 30, 2025 · Filed Aug 13, 2025
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Item 5. Other Information
Rule 10b5-1 Trading Arrangements
On June 13, 2025, Mary P. O’Hara, our General Counsel, Chief Legal Officer, and Secretary adopted a written plan intended to satisfy the affirmative defense of Rule 10b5-1(c) which is to take effect on September 15, 2025, and is designed to be in effect until September 1, 2026, with respect to the sale of up to 550,000 shares of the company’s common stock all of which underlie stock options held by Ms. O’Hara.
On June 13, 2025, Stephen W. McCahon, our Chief Science Officer, adopted a written plan intended to satisfy the affirmative defense of Rule 10b5-1(c) which is to take effect on September 19, 2025, and is designed to be in effect until March 31, 2026 with respect to the sale of up to 1,070,000 shares of the company’s common stock beneficially owned by Dr. McCahon.
On June 13, 2025, Christopher Donaghey, our President and Chief Executive Officer, adopted a written plan intended to satisfy the affirmative defense of Rule 10b5-1(c) which is to take effect on September 25, 2025, and is designed to be in effect until September 24, 2026 with respect to the sale of up to 770,000 shares of the company’s common stock beneficially owned by Mr. Donaghey. The plan is intended to replace Mr. Donaghey’s current plan which is scheduled to expire on September 5, 2025.
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