SIEBERT FINANCIAL CORP
For the period ended Jun 30, 2025. Filed Aug 12, 2025.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jun 30, 2025 · Filed Aug 12, 2025
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ITEM 5. OTHER INFORMATION
On May 19, 2025, Andrew H. Reich, our Executive Vice President, Chief Financial Officer, Secretary and a member of our Board of Directors, entered into a Rule 10b5-1 trading plan to satisfy the affirmative defense of Rule 10b5-1(c) under the Exchange Act. The Rule 10b5-1 trading plan relates to the sale of 300,000 shares of our common stock and expires on May 19, 2027.
On May 19, 2025, Francis V. Cuttita, a member of ourboard of Directors, entered into a 10b5-1 trading plan intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Exchange Act. The Rule 10b5-1 trading plan relates to the sale of 120,000 shares of our common stock and expires on May 19, 2027.
On May 19, 2025, John J &Gloria E Gebbia TTEESS UAD 12/8/94, a trust jointly owned by John J. Gebbia, our Chief Executive Officer, and Gloria E. Gebbia, a member of our Board of Directors, entered into a 10b5-1 trading plan intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Exchange Act. The Rule 10b5-1 trading plan relates to the sale of 400,000 shares of our common stock. This trading plan was terminated on June 2, 2025.
On May 19, 2025, Charles Zabatta, a member of ourboard of Directors, entered into a 10b5-1 trading plan intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Exchange Act. The Rule 10b5-1 trading plan relates to the sale of 200,000 shares of our common stock. This trading plan was terminated on July 3, 2025.
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