T3 Defense Inc.
For the period ended Mar 31, 2025. Filed May 23, 2025.
View on SEC.govAbout this filing
A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Mar 31, 2025 · Filed May 23, 2025
DFNS$1.95-3.0%Stored close · as of Nov 9, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
See the whole filing, with its images and exhibitsContents
Item 6. Exhibits
The following exhibits are incorporated into this Form 10-Q Quarterly Report:
| Incorporated by Reference | ||||
|---|---|---|---|---|
| Exhibit | Description | Schedule/ Form | Exhibits | Filing Date |
| 2.1# | Amended and Restated Agreement and Plan of Merger dated as of June 23, 2023, by and among Nukkleus and Brilliant. | Form 8-K | 2.1 | June 26, 2023 |
| 2.2# | First Amendment to Amended and Restated Agreement and Plan of Merger dated as of November 1, 2023, by and among Nukkleus and Brilliant. | Form 8-K | 2.2 | November 2, 2023 |
| 3.1 | Amended and Restated Certificate of Incorporation of Nukkleus Inc. (f/k/a Brilliant Acquisition Corp.) | Form 8-K | 3.2 | January 2, 2024 |
| 3.2 | Bylaws of Nukkleus Inc. | Form 8-K | 3.3 | January 2, 2024 |
| 3.3 | Certificate of Amendment to the Company’s Amended and Restated Certificate of Incorporation dated October 11, 2024 | Form 8-K | 3.1 | October 18, 2024 |
| 3.4 | Certificate of Correction to the Certificate of Amendment to the Company’s Amended and Restated Certificate of Incorporation dated October 16, 2024 | Form 8-K | 3.2 | October 18, 2024 |
| 3.5 | Certificate of Amendment to the Company’s Amended and Restated Certificate of Incorporation dated October 18, 2024 | Form 8-K | 3.3 | October 18, 2024 |
| 3.6 | Amended and Restated Bylaws | Form 8-K | 3.1 | November 12, 2024 |
| 4.1 | Senior Unsecured Promissory Note dated June 11, 2024 issued to X Group Fund of Funds | Form 8-K | 4.1 | June 17, 2024 |
| 4.2 | Common Stock Purchase Warrant issued to X Group Fund of Funds | Form 8-K | 4.2 | June 17, 2024 |
| 4.3 | Senior Unsecured Promissory Note dated August 1, 2024 issued to East Asia Technology Investments Limited | Form 8-K | 4.1 | August 5, 2024 |
| 4.4 | Common Stock Purchase Warrant issued to East Asia Technology Investments Limited | Form 8-K | 4.2 | August 5, 2024 |
| 4.5 | Form of Senior Unsecured Promissory Note dated September 10, 2024 issued to X Group Fund of Funds | Form 8-K | 4.1 | September 12, 2024 |
| 4.6 | Form of Warrant – December 2024 | Form 8-K | 4.1 | December 20, 2024 |
| 4.7 | Form of Pre-Funded Common Stock Purchase Warrant – December 2024 | Form 8-K | 4.2 | December 20, 2024 |
| 10.1* | Nukkleus 2023 Incentive Award Plan. | Form 8-K | 10.1 | January 2, 2024 |
| 10.2 | Form of Registration Rights Agreement by and among Nukkleus, Brilliant and certain stockholders. | Form 8-K | 10.3 | June 26, 2023 |
| 10.3 | Form of Lock-Up Agreement by and among Nukkleus, Brilliant and certain stockholders. | Form 8-K | 10.2 | June 26, 2023 |
| 10.4 | General Service Agreement between Nukkleus Limited and FML Malta Limited dated May 24, 2016 | Form 10-K | 10.4 | July 12, 2024 |
| 10.5 | General Service Agreement between Nukkleus Limited and FXDirectDealer LLC dated May 24, 2016 | Form 10-K | 10.5 | July 12, 2024 |
| 10.6 | Amendment No. 1 dated June 3, 2016 to the General Service Agreement between Nukkleus Limited and FXDD Trading Limited | Form 10-K | 10.6 | July 12, 2024 |
| 10.7 | Amendment dated October 17, 2017 of that certain General Service Agreement between Nukkleus Limited and FML Malta Limited | Form 10-K | 10.7 | July 12, 2024 |
| 10.8 | Letter Agreement entered between FML Malta Ltd., FXDD Malta Limited and Nukkleus Limited | Form 10-K | 10.8 | July 12, 2024 |
| 10.9 | Settlement Agreement and Stipulation dated May 28, 2024 by and between Nukkleus Inc. and Silverback Capital Corporation | Form 8-K | 10.1 | June 4, 2024 |
| 10.10 | Restructuring Agreement dated June 11, 2024 between Nukkleus Inc. and X Group Fund of Funds | Form 8-K | 10.1 | June 17, 2024 |
| 10.11 | Voting Agreement dated June 11, 2024 between Nukkleus Inc. and X Group Fund of Funds | Form 8-K | 10.2 | June 17, 2024 |
| 10.12 | Release Agreement between Nukkleus Inc., Triton Capital Markets Ltd. and FXDirectDealer LLC dated September 30, 2024 | Form 8-K | 10.3 | October 4, 2024 |
| 10.13 | Form of Exit and Settlement Agreement dated November 8, 2024 | Form 8-K | 10.1 | November 12, 2024 |
| 10.14 | Securities Purchase Agreement dated November 8, 2024 | Form 8-K | 10.2 | November 12, 2024 |
| 10.15 | Conversion Agreement entered with X Group Fund of Funds dated November 8, 2024 Settlement Agreement and Release among | Form 8-K | 10.3 | November 12, 2024 |
| 10.16 | Nukkleus Inc., Jamal Khurshid and Match Financial Limited dated November 8, 2024 | Form 8-K | 10.4 | November 12, 2024 |
| 10.17 | Letter Agreement between Nukkleus Inc. and X Group Fund of Funds dated November 14, 2024 | Form 8-K | 10.1 | November 15, 2024 |
| 10.18 | Securities Purchase Agreement dated November 19, 2024 | Form 8-K | 10.1 | November 22, 2024 |
| 10.19 | Standby Equity Distribution Agreement dated December 3, 2024 between Nukkleus Inc. and YA II PN, Ltd. | Form 8-K | 10.1 | December 6, 2024 |
| 10.20 | Form of Convertible Promissory Notes issued to YA II PN, Ltd. | Form 8-K | 10.2 | December 6, 2024 |
| 10.21 | Registration Rights Agreement dated December 3, 2024 between Nukkleus Inc. and YA II PN, Ltd. | Form 8-K | 10.3 | December 6, 2024 |
| 10.22# | Securities Purchase Agreement and Call between Nukkleus Inc. Star 26 Capital Inc., the shareholders of Star 26 Capital Inc. and the representative of such shareholders, dated December 15, 2024 | Form 8-K | 10,1 | December 17, 2024 |
| 10.23# | Form of Securities Purchase Agreement dated December 18, 2024 between Nukkleus Inc. and the purchasers identified therein | Form 8-K | 10.1 | December 20, 2024 |
| 10.24 | Form of Registration Rights Agreement – December 2024 | Form 8-K | 10.2 | December 20, 2024 |
| 10.25 | Placement Agent Agency Agreement dated December 18, 2024 between Nukkleus Inc. and Dawson James Securities Inc. | Form 8-K | 10.3 | December 20, 2024 |
| 10.26 | Termination Agreement entered between Nukkleus Inc. and YA II PN Ltd dated December 19, 2024 | Form 8-K | 10.4 | December 20, 2024 |
| 10.28 | Amendment No. 1 to the Securities Purchase Agreement and Call between Nukkleus Inc. Star 26 Capital Inc., the shareholders of Star 26 Capital Inc. and the representative of such shareholders, dated February 11, 2025 | Form 8-K | 10.2 | February 14, 2025 |
| 10.29 | Amendment No. 2 to the Securities Purchase Agreement and Call between Nukkleus Inc. Star 26 Capital Inc., the shareholders of Star 26 Capital Inc. and the representative of such shareholders, dated May 13, 2025 | Form 8-K | 10.1 | May 14, 2025 |
| 31.1 | Rule 13a-14(a) Certification of the Chief Executive Officer and Principal Financial Officer | |||
| 32.1 | Section 1350 Certification of Chief Executive Officer and Principal Financial Officer | |||
| 97.1 | Policy for the Recovery of Erroneously Awarded Compensation adopted April 8, 2025 | Form 10-K/A | 97.1 | April 14, 2025 |
| 101.INS | Inline XBRL Instance Document. | |||
| 101.SCH | Inline XBRL Taxonomy Extension Schema Document. | |||
| 101.CAL | Inline XBRL Taxonomy Extension Calculation Linkbase Document. | |||
| 101.DEF | Inline XBRL Taxonomy Extension Definition Linkbase Document. | |||
| 101.LAB | Inline XBRL Taxonomy Extension Label Linkbase Document. | |||
| 101.PRE | Inline XBRL Taxonomy Extension Presentation Linkbase Document. | |||
| 104 | Cover Page Interactive Data File - the cover page XBRL tags are embedded within the Inline XBRL document. | |||
| * | Indicates management contract or compensatory plan or arrangement. |
|---|---|
| # | Certain of the exhibits and schedules to this exhibit have been omitted in accordance with Regulation S-K Item 601. The Registrant agrees to furnish a copy of all omitted exhibits and schedules to the SEC upon its request. |
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.