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Midas Edge

Movano Inc

For the period ended Dec 31, 2024. Filed Apr 9, 2025.

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About this filing

A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.

FY2024 · Filed Apr 9, 2025

MOVE$4.96-1.8%Stored close · as of Nov 10, 2026

Extracted filing text, with the paragraph anchors used by the comparison.

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Contents

Item 15. Exhibits, Financial Statements and Schedules

(a)List of documents filed as part of this report:
1.Financial Statements (see “Financial Statements and Supplementary Data” at Item 8 and incorporated herein by reference).
2.Financial Statement Schedules (Schedules to the Financial Statements have been omitted because the information required to be set forth therein is not applicable or is shown in the accompanying Financial Statements or notes thereto)
3.Exhibit Index (The exhibits required to be filed as a part of this Report are listed in the Exhibit Index).
Incorporated by Reference
Exhibit Number · Exhibit Description · Filed Herewith · Form · Exhibit · Filing Date · SEC File/ Registration Number
3.1Third Amended and Restated Certificate of Incorporation of the Registrant8-K3.1March 25, 2021001-40254
3.2Certificate of Amendment to the Third Amended and Restated Certificate of Incorporation of the Registrant8-K3.1June 21, 2023001-40254
3.3Certificate of Amendment to the Third Amended and Restated Certificate of Incorporation of the Registrant8-K3.1July 10, 2024001-40254
3.4Certificate of Amendment to the Third Amended and Restated Certificate of Incorporation of the Registrant8-K3.1October 25, 2024001-40254
3.5Amended and Restated Bylaws of the Registrant8-K3.2March 25, 2021001-40254
4.1Specimen Certificate representing shares of common stock of the RegistrantS-1/A4.1March 10, 2021333-252671
4.2Form of Underwriter WarrantS-1/A4.2March 10, 2021333-252671
4.3Form of Amended and Restated Warrant to Purchase Common Stock issued to the placement agent in the Registrant’s 2018 private placement offeringS-14.3February 2, 2021333-252671
4.4Form of Amended and Restated Warrant to Purchase Common Stock issued to the placement agent in the Registrant’s 2019 private placement offeringS-14.4February 2, 2021333-252671
4.5Form of Warrant to Purchase Common Stock issued in 2020S-14.6February 2, 2021333-252671
4.6Description of Common Stock of the Registrant Registered Pursuant to Section 12 of the Securities Exchange Act of 193410-K4.6March 30, 2022001-40254
4.7Form of Warrant to Purchase Common Stock8-K4.1January 31, 2023001-40254
4.8Warrant Agent Agreement, dated January 31, 2023, by and between the Company and Pacific Stock Transfer Company8-K4.2January 31, 2023001-40254
4.9Form of Pre-Funded Warrant issued in April 20248-K4.1April 3, 2024001-40254
4.10Form of Warrant issued in April 20248-K4.2April 3, 2024001-40254
4.11Form of Warrant issued in August 202410-Q4.11November 14, 2024001-40254
10.1Movano Inc. Amended and Restated 2019 Omnibus Incentive Plan †S-1/A10.1March 10, 2021333-252671
10.2Form of Stock Option Award Agreement under 2019 Omnibus Incentive Plan †S-110.2February 2, 2021333-252671
10.3Non-Employee Director Compensation Policy †10-K10.3March 30, 2022001-40254
10.4Form of Indemnification Agreement by and between the Registrant and each of its directors and executive officers †S-110.4February 2, 2021333-252671
10.5Offer Letter, dated November 29, 2019, by and between the Registrant and Michael Leabman †S-110.5February 2, 2021333-252671
10.6Offer Letter, dated November 29, 2019, by and between the Registrant and J. Cogan †S-110.7February 2, 2021333-252671
10.7Form of 2020 Note Purchase AgreementS-110.16February 2, 2021333-252671
10.8Amended and Restated Lead Investor Agreement, dated August 27, 2020, between the Registrant and Maestro Venture Partners, LLCS-110.17February 2, 2021333-252671
10.9Offer Letter, dated February 8, 2021, by and between the Registrant and John Mastrototaro †S-1/A10.17March 10, 2021333-252671
10.10First Amendment to Employment Letter Agreement, dated February 10, 2021, by and between the Registrant and Michael Leabman †S-1/A10.18March 10, 2021333-252671
10.11First Amendment to Employment Letter Agreement, dated February 10, 2021, by and between the Registrant and J. Cogan †S-1/A10.20March 10, 2021333-252671
10.12Amendment No. 1 to Movano Inc. Amended and Restated Omnibus Incentive Plan †8-K10.1June 22, 2022001-40254
10.13Amendment No. 2 to Movano Inc. Amended and Restated Omnibus Incentive Plan †8-K10.1July 10, 2024001-40254
10.14At the Market Issuance Agreement, dated August 15, 2022 by and between the Company, as issuer, and B. Riley Securities, Inc. as sale agent10-Q1.1August 15, 2022001-40254
10.15Amendment No. 1 to At the Market Issuance Agreement, dated May 29, 20248-K10.1May 29, 2024001-40254
10.16Form of Securities Purchase Agreement, dated April 2, 20248-K10.1April 3, 2024001-40254
10.17Form of Registration Rights Agreement, dated April 2, 20248-K10.2April 3, 2024001-40254
10.18Office Lease, dated March 29, 2021, by and between Bernal Corporate Park II-E, LLC and the Companyx
10.19First Amendment to Office Lease, dated April 22, 2022, by and between Bernal Corporate Park II-E, LLC and the Companyx
10.20Second Amendment to Office Lease, dated January 9, 2024, by and between Bernal Corporate Park II-E, LLC and the Companyx
10.21Third Amendment to Office Lease, dated June 19, 2024, by and between Bernal Corporate Park II-E, LLC and the Companyx
19.1Insider Trading Policyx
21.1Subsidiaries of the Companyx
23.1Consent of Moss Adams, LLPx
24.1Power of Attorney (included on signature page)x
31.1Rule 13(a)-14(a)/15(d)-14(a) Certification of Principal Executive Officerx
31.2Rule 13(a)-14(a)/15(d)-14(a) Certification of Principal Financial and Accounting Officerx
32.1Certification Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002*x
97.1Incentive-Based Compensation Recovery Policy†10-K97.1April 16, 2024001-40254
101.INSInline XBRL Instance Document
101.SCHInline XBRL Taxonomy Extension Schema Document.
101.CALInline XBRL Taxonomy Extension Calculation Linkbase Document.
101.DEFInline XBRL Taxonomy Extension Definition Linkbase Document.
101.LABInline XBRL Taxonomy Extension Label Linkbase Document.
101.PREInline XBRL Taxonomy Extension Presentation Linkbase Document.
104Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101).
†Management contract or compensatory plan or arrangement
*Furnished herewith
ContentsView on SEC.gov

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