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Plum Acquisition Corp. IV

For the period ended Dec 31, 2024. Filed Mar 31, 2025.

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About this filing

A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.

FY2024 · Filed Mar 31, 2025

PLMK$10.65-0.0%Stored close · as of Nov 10, 2026

Extracted filing text, with the paragraph anchors used by the comparison.

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Contents

Item 15. Exhibits and Financial Statement Schedules

(a)The following documents are filed as part of this report or incorporated herein by reference:
Page
Report of Independent Registered Public Accounting FirmF-2
Balance Sheet as of December 31, 2024F-3
Statement of Operations for the period from June 10, 2024 (inception) through December 31, 2024F-4
Statement of Changes in Shareholder’s Deficit for the period from June 10, 2024 (inception) through December 31, 2024F-5
Statement of Cash Flows for the period from June 10, 2024 (inception) through December 31, 2024F-6
Notes to Financial StatementsF-7
(2)Financial Statements Schedule

None.

(3)Exhibits:

The following documents are included as exhibits to this Annual Report:

Exhibit No.Description
3.1(1)Amended and Restated Memorandum and Articles of Association
4.1(2)Specimen Unit Certificate
4.2(2)Specimen Class A Ordinary Share Certificate
4.3(2)Specimen Warrant Certificate (included in Exhibit 4.4)
4.4(1)Warrant Agreement, dated January 14, 2025, between the Company and Odyssey Transfer and Trust Company
4.5*Description of Securities of the Registrant.
10.1(1)Units and Restricted Shares Subscription Agreement, dated January 14, 2025, between the Company and Plum Partners IV, LLC
10.2(1)Units Subscription Agreement, dated January 14, 2025, between the Company and Cohen & Company Capital Markets, a division of J.V.B. Financial Group, LLC
10.3(1)Units Subscription Agreement, dated January 14, 2025, between the Company and Seaport Global Securities LLC
10.4(1)Letter Agreement, dated January 14, 2025, among the Company, the sponsor and each of the initial shareholders, directors and officers of the Company
10.5(1)Investment Management Trust Account Agreement, dated January 14, 2025, between the Company and Continental Stock Transfer & Trust Company
10.6(1)Registration Rights Agreement, dated January 14, 2025, among the Company, the sponsor and the other Holders (as defined therein) signatory thereto
10.7(1)Form of Indemnity Agreement, January 14, 2025, between the Company and each of the officers and directors of the Company
10.8(2)Amended And Restated Promissory Note, dated January 6, 2025, issued to Plum Partners IV, LLC
19*Insider Trading Policy
31.1*Certification of Chief Executive Officer required by Rule 13a-14(a) or Rule 15d-14(a).
31.2*Certification of Chief Financial Officer required by Rule 13a-14(a) or Rule 15d-14(a).
32.1**Certification of Chief Executive Officer and Chief Financial Officer required by Rule 13a-14(b) or Rule 15d-14(b) and 18 U.S.C. 1350.
97.1*Clawback Policy
101.INS*Inline XBRL Instance Document.
101.SCH*Inline XBRL Taxonomy Extension Schema.
101.CAL*Inline XBRL Taxonomy Calculation Linkbase.
101.LAB*Inline XBRL Taxonomy Label Document.
101.PRE*Inline XBRL Definition Linkbase Document.
101.DEF*Inline XBRL Definition Linkbase Document.
104*Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101).
*Filed herewith.
**Furnished herewith.
(1)Incorporated by reference to an exhibit to the Registrant’s Current Report on Form 8-K (File No. 001-42472), filed with the SEC on January 16, 2025.
(2)Incorporated by reference to an exhibit to the Registrant’s Registration Statement on Form S-1, as amended (File No. 333-281144), filed with the SEC on January 7, 2025.
ContentsView on SEC.gov

The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.