Nukkleus Inc
For the period ended Jun 30, 2024. Filed Sep 11, 2024.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jun 30, 2024 · Filed Sep 11, 2024
DFNS$1.95-3.0%Stored close · as of Nov 9, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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Item 6. Exhibits
The following exhibits are incorporated into this Form 10-Q Quarterly Report:
| Incorporated by Reference | ||||
|---|---|---|---|---|
| Exhibit | Description | Schedule/ Form | Exhibits | Filing Date |
| 2.1# | Amended and Restated Agreement and Plan of Merger dated as of June 23, 2023, by and among Nukkleus and Brilliant. | Form 8-K | 2.1 | June 26, 2023 |
| 2.2# | First Amendment to Amended and Restated Agreement and Plan of Merger dated as of November 1, 2023, by and among Nukkleus and Brilliant. | Form 8-K | 2.2 | November 2, 2023 |
| 3.1 | Amended and Restated Certificate of Incorporation of Nukkleus Inc. (f/k/a Brilliant Acquisition Corp.) | Form 8-K | 3.2 | January 2, 2024 |
| 3.2 | Bylaws of Nukkleus Inc. | Form 8-K | 3.3 | January 2, 2024 |
| 4.1 | Senior Unsecured Promissory Note dated June 11, 2024 issued to X Group Fund of Funds | Form 8-K | 4.1 | June 17, 2024 |
| 4.2 | Common Stock Purchase Warrant issued to X Group Fund of Funds | Form 8-K | 4.2 | June 17, 2024 |
| 4.3 | Senior Unsecured Promissory Note dated August 1, 2024 issued to East Asia Technology Investments Limited | Form 8-K | 4.1 | August 5, 2024 |
| 4.4 | Common Stock Purchase Warrant issued to East Asia Technology Investments Limited | Form 8-K | 4.2 | August 5, 2024 |
| 10.1* | Nukkleus 2023 Incentive Award Plan. | Form 8-K | 10.1 | January 2, 2024 |
| 10.2 | Form of Registration Rights Agreement by and among Nukkleus, Brilliant and certain stockholders. | Form 8-K | 10.3 | June 26, 2023 |
| 10.3 | Form of Lock-Up Agreement by and among Nukkleus, Brilliant and certain stockholders. | Form 8-K | 10.2 | June 26, 2023 |
| 10.4 | General Service Agreement between Nukkleus Limited and FML Malta Limited dated May 24, 2016 | Form 10-K | 10.4 | July 12, 2024 |
| 10.5 | General Service Agreement between Nukkleus Limited and FXDirectDealer LLC dated May 24, 2016 | Form 10-K | 10.5 | July 12, 2024 |
| 10.6 | Amendment No. 1 dated June 3, 2016 to the General Service Agreement between Nukkleus Limited and FXDD Trading Limited | Form 10-K | 10.6 | July 12, 2024 |
| 10.7 | Amendment dated October 17, 2017 of that certain General Service Agreement between Nukkleus Limited and FML Malta Limited | Form 10-K | 10.7 | July 12, 2024 |
| 10.8 | Letter Agreement entered between FML Malta Ltd., FXDD Malta Limited and Nukkleus Limited | Form 10-K | 10.8 | July 12, 2024 |
| 10.9 | Settlement Agreement and Stipulation dated May 28, 2024 by and between Nukkleus Inc. and Silverback Capital Corporation | Form 8-K | 10.1 | June 4, 2024 |
| 10.10 | Restructuring Agreement dated June 11, 2024 between Nukkleus Inc. and X Group Fund of Funds | Form 8-K | 10.1 | June 17, 2024 |
| 10.11 | Voting Agreement dated June 11, 2024 between Nukkleus Inc. and X Group Fund of Funds | Form 8-K | 10.2 | June 17, 2024 |
| 31.1 | Rule 13a-14(a) Certification of the Chief Executive Officer and Principal Financial Officer | |||
| 32.1 | Section 1350 Certification of Chief Executive Officer and Principal Financial Officer | |||
| 101.INS | Inline XBRL Instance Document. | |||
| 101.SCH | Inline XBRL Taxonomy Extension Schema Document. | |||
| 101.CAL | Inline XBRL Taxonomy Extension Calculation Linkbase Document. | |||
| 101.DEF | Inline XBRL Taxonomy Extension Definition Linkbase Document. | |||
| 101.LAB | Inline XBRL Taxonomy Extension Label Linkbase Document. | |||
| 101.PRE | Inline XBRL Taxonomy Extension Presentation Linkbase Document. | |||
| 104 | Cover Page Interactive Data File - the cover page XBRL tags are embedded within the Inline XBRL document. | |||
| * | Indicates management contract or compensatory plan or arrangement. |
|---|---|
| # | Certain of the exhibits and schedules to this exhibit have been omitted in accordance with Regulation S-K Item 601. The Registrant agrees to furnish a copy of all omitted exhibits and schedules to the SEC upon its request. |
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.