Reborn Coffee Inc
For the period ended Jun 30, 2024. Filed Aug 19, 2024.
View on SEC.govAbout this filing
A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jun 30, 2024 · Filed Aug 19, 2024
Extracted filing text, with the paragraph anchors used by the comparison.
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Signature
Item 4. Mine Safety Disclosures
Not applicable.
Item 5. Other Information
During the three months ended June 30, 2024, none of our directors or officers (as defined in Rule 16a-1(f) of the Exchange Act)adopted, modified orterminated a “Rule 10b5-1 trading arrangement” or a “non-Rule 10b5-1 trading arrangement” as such terms are defined under Item 408 of Regulation S-K.
Item 6. Exhibits.
The following exhibits are included herein or incorporated herein by reference:
| 4.1 | Warrant to Purchase Common Shares issued May 20, 2024 by the Company to EF Hutton YA Fund, LP (incorporated by reference to Exhibit 4.1 to our Current Report on Form 8-K filed on May 22, 2024) |
| 10.1 | Convertible Promissory Note issued to May 20, 2024 by the Company to EF Hutton YA Fund, LP (incorporated by reference to Exhibit 10.1 to our Current Report on Form 8-K filed on May 22, 2024) |
| 31.1* | Certification of Jay Kim pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 |
| 31.2* | Certification of Stephan Kim pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 |
| 32.1** | Certification of Jay Kim pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 |
| 32.2** | Certification of Stephan Kim pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 |
| 101.INS | Inline XBRL Instance Document. |
| 101.SCH | Inline XBRL Taxonomy Extension Schema Document. |
| 101.CAL | Inline XBRL Taxonomy Extension Calculation Linkbase Document. |
| 101.DEF | Inline XBRL Taxonomy Extension Definition Linkbase Document. |
| 101.LAB | Inline XBRL Taxonomy Extension Label Linkbase Document. |
| 101.PRE | Inline XBRL Taxonomy Extension Presentation Linkbase Document. |
| 104 | Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101). |
| * | Filed herewith. |
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| ** | Furnished herewith. |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
| Signature | Title | Date |
|---|---|---|
| /s/ Jay Kim | Chief Executive Officer | August 19, 2024 |
| Jay Kim | (Principal Executive Officer) | |
| /s/ Stephan Kim | Chief Financial Officer | |
| Stephan Kim | (Principal Financial and Accounting Officer) | August 19, 2024 |
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.