OS Therapies Inc

For the period ended Jun 30, 2024. Filed Aug 14, 2024.

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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Jun 30, 2024 · Filed Aug 14, 2024

OSTX$0.92-8.0%Stored close · as of Nov 9, 2026

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Contents

Item 6. Exhibits

The following exhibits are filed with this Quarterly Report on Form 10-Q:

Exhibit No.	Description
3.1	Third Amended and Restated Certificate of Incorporation of OS Therapies Incorporated (incorporated by reference to Exhibit 3.1 to Amendment No. 2 to the Registration Statement on Form S-1 filed with the SEC on June 13, 2024).
3.2	Certificate of Amendment to the Third Amended and Restated Certificate of Incorporation of OS Therapies Incorporated (incorporated by reference to Exhibit 3.2 to Amendment No. 2 to the Registration Statement on Form S-1 filed with the SEC on June 13, 2024).
3.3	Amended and Restated Bylaws of OS Therapies Incorporated (incorporated by reference to Exhibit 3.3 to Amendment No. 2 to the Registration Statement on Form S-1 filed with the SEC on June 13, 2024).
4.1	Specimen Common Stock Certificate (incorporated by reference to Exhibit 4.1 to Amendment No. 2 to the Registration Statement on Form S-1 filed with the SEC on June 13, 2024).
4.2	Form of Representative’s Warrant (incorporated by reference to Exhibit 4.2 to Amendment No. 2 to the Registration Statement on Form S-1 filed with the SEC on June 13, 2024).
4.3	Form of Placement Agent Warrant (Group B Convertible Notes placement) (incorporated by reference to Exhibit 4.3 to Amendment No. 2 to the Registration Statement on Form S-1 filed with the SEC on June 13, 2024).
4.4	Form of Placement Agent Warrant (Group C Convertible Notes placement) (incorporated by reference to Exhibit 4.4 to Amendment No. 2 to the Registration Statement on Form S-1 filed with the SEC on June 13, 2024).
4.5	Form of Placement Agent Warrant (Group D Convertible Notes placement) (incorporated by reference to Exhibit 4.5 to Amendment No. 2 to the Registration Statement on Form S-1 filed with the SEC on June 13, 2024).
10.1	Amended and Restated Development, License and Supply Agreement, dated as of November 13, 2020, by and between OS Therapies Incorporated and Advaxis, Inc. (now Ayala Pharmaceuticals, Inc.) (incorporated by reference to Exhibit 10.5 to Amendment No. 2 to the Registration Statement on Form S-1 filed with the SEC on June 13, 2024).
10.1.1	First Amendment to Amended and Restated Development, License and Supply Agreement, dated as of April 23, 2021, between OS Therapies Incorporated and Advaxis, Inc. (now Ayala Pharmaceuticals, Inc.) (incorporated by reference to Exhibit 10.5.1 to Amendment No. 2 to the Registration Statement on Form S-1 filed with the SEC on June 13, 2024).
10.2	License Agreement, dated as of August 19, 2020, by and between OS Therapies Incorporated and BlinkBio, Inc. (incorporated by reference to Exhibit 10.6 to Amendment No. 2 to the Registration Statement on Form S-1 filed with the SEC on June 13, 2024).
10.3#	Employment Agreement, dated as of February 21, 2023, between OS Therapies Incorporated and Paul A. Romness, MPH (incorporated by reference to Exhibit 10.7 to Amendment No. 2 to the Registration Statement on Form S-1 filed with the SEC on June 13, 2024).
10.4#	Employment Letter, dated June 23, 2020, between OS Therapies Incorporated and Robert G. Petit, Ph.D. (incorporated by reference to Exhibit 10.8 to Amendment No. 2 to the Registration Statement on Form S-1 filed with the SEC on June 13, 2024).
10.5#	Employment Letter, dated January 1, 2023, between OS Therapies Incorporated and Christopher P. Acevedo (incorporated by reference to Exhibit 10.12 to Amendment No. 2 to the Registration Statement on Form S-1 filed with the SEC on June 13, 2024).
10.6#	Form of Indemnification Agreement between OS Therapies Incorporated and each of its directors (incorporated by reference to Exhibit 10.10 to Amendment No. 2 to the Registration Statement on Form S-1 filed with the SEC on June 13, 2024).
10.7#	OS Therapies Incorporated 2023 Incentive Compensation Plan, as amended.
31.1	Certification of Principal Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
31.2	Certification of Principal Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
32*	Certification of Principal Executive Officer and Principal Financial Officer Pursuant to 18 U.S.C. § 1350 As Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
101	The following financial statements from the Company’s Quarterly Report on Form 10-Q for the quarter ended June 30, 2024, formatted in Inline XBRL: (i) Balance Sheets as of June 30, 2024 and December 31, 2023 (unaudited); (ii) Statements of Operations for the three and six months ended June 30, 2024 and 2023 (unaudited); (iii) Statements of Stockholders’ Deficit for the three and six months ended June 30, 2024 and 2023 (unaudited); (iv) Statements of Cash Flows for the six months ended June 30, 2024 and 2023 (unaudited); and (v) Notes to the Financial Statements (unaudited).
104	The cover page from the Company’s Quarterly Report on Form 10-Q for the quarter ended June 30, 2024, formatted in Inline XBRL (included as Exhibit 101).

*	Furnished herewith.

#	Indicates a management contract or any compensatory plan, contract or arrangement.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

	OS THERAPIES INCORPORATED
Date: August 14, 2024	By:	/s/ Paul Romness
		Paul Romness
		Chief Executive Officer
		(Principal Executive Officer)
Date: August 14, 2024	By:	/s/ Christopher Acevedo
		Christopher Acevedo
		Chief Financial Officer
		(Principal Financial and Accounting Officer)

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