Nukkleus Inc
For the period ended Sep 30, 2023. Filed Jul 12, 2024.
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A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.
FY2023 · Filed Jul 12, 2024
DFNS$2.20+12.8%Stored close · as of Nov 10, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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Item 15. Exhibits, Financial Statement Schedules
The following exhibits are incorporated into this Form 10-K Annual Report:
| Incorporated by Reference | ||||
|---|---|---|---|---|
| Exhibit | Description | Schedule/ Form | Exhibits | Filing Date |
| 2.1# | Amended and Restated Agreement and Plan of Merger dated as of June 23, 2023, by and among Nukkleus and Brilliant. | Form 8-K | 2.1 | June 26, 2023 |
| 2.2# | First Amendment to Amended and Restated Agreement and Plan of Merger dated as of November 1, 2023, by and among Nukkleus and Brilliant. | Form 8-K | 2.2 | November 2, 2023 |
| 3.1 | Amended and Restated Certificate of Incorporation of Nukkleus Inc. (f/k/a Brilliant Acquisition Corp.) | Form 8-K | 3.2 | January 2, 2024 |
| 3.2 | Bylaws of Nukkleus Inc. | Form 8-K | 3.3 | January 2, 2024 |
| 10.1* | Nukkleus 2023 Incentive Award Plan. | Form 8-K | 10.1 | January 2, 2024 |
| 10.2 | Form of Registration Rights Agreement by and among Nukkleus, Brilliant and certain stockholders. | Form 8-K | 10.3 | June 26, 2023 |
| 10.3 | Form of Lock-Up Agreement by and among Nukkleus, Brilliant and certain stockholders. | Form 8-K | 10.2 | June 26, 2023 |
| 10.4 | General Service Agreement between Nukkleus Limited and FML Malta Limited dated May 24, 2016 | |||
| 10.5 | General Service Agreement between Nukkleus Limited and FXDirectDealer LLC dated May 24, 2016 | |||
| 10.6 | Amendment No. 1 dated June 3, 2016 to the General Service Agreement between Nukkleus Limited and FXDD Trading Limited | |||
| 10.7 | Amendment dated October 17, 2017 of that certain General Service Agreement between Nukkleus Limited and FML Malta Limited | |||
| 10.8 | Letter Agreement entered between FML Malta Ltd., FXDD Malta Limited and Nukkleus Limited | |||
| 21.1 | List of Subsidiaries | |||
| 31.1 | Rule 13a-14(a) Certification of the Chief Executive and Financial Officer | |||
| 32.1 | Section 1350 Certification of Chief Executive and Financial Officer | |||
| 104 | Cover Page Interactive Data File - the cover page XBRL tags are embedded within the Inline XBRL document. | |||
| * | Indicates management contract or compensatory plan or arrangement. |
|---|---|
| # | Certain of the exhibits and schedules to this exhibit have been omitted in accordance with Regulation S-K Item 601. The Registrant agrees to furnish a copy of all omitted exhibits and schedules to the SEC upon its request. |
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